Search Results | Showing 71 - 80 of 183 results for "Statements of Advice" |
| | ... said the super fund's 565,000 members have embraced digital advice. "We have delivered over 23,000 digital Statements of Advice (SOAs) to our members, helping us to lift member engagement and understand and support retirement outcomes," he said. Decimal ... |
| | | ... his clients' needs, the regulator said. ASIC also found Leake made false and misleading statements in his Statements of Advice (SOAs). He claimed to have considered his clients' circumstances in relation to the waiting periods for income protection policies. ... |
| | | ... the use of a single fund the firm had a relationship with, HUB24. Further, clients were not provided with statements of advice for the financial product advice they received. In response, HUB24 said it had no commercial arrangements with Orth or Real ... |
| | | ... organisations have expanded the capabilities of their Artemis tool to encompass real-time risk detection in statements of advice, providing the ability to upload documents directly into the engine and conduct an immediate compliance check. "We are building ... |
| | | ... business hours. This said women were most engaged with their super between 10am and midday, completing 482 statements of advice at this time. Men completed 464 SOAs in the same time period. "The insights show that 43% of all logins were by women, 28% ... |
| | | ... executive Melos Sulicich said. "Our strengthened financial planning team helped increase revenue from new statements of advice and risk advice, and funds under advice grew from $738 million to $778 million at the end of the year." In contrast however ... |
| | | ... growth, according to director Neil Shellshear. Investors with a minimum amount of $20,000 receive no-fee Statements of Advice (SOAs) and will be charged based on a management and performance fee only. Depending on an investor's risk profile, options ... |
| | | ... products issued by NAB Group-related firms, including MLC-branded and boutique investment manager products. The Statements of Advice and Financial Services Guides provided failed to fully disclose the connection between each customer's adviser, the advice ... |
| | | ... less his own expenses and to have created insurance application forms, client file notes and profiles and statements of advice containing false information. At the time of the offences Gunner was a representative of GuardianFP. Commenting on the ban ... |
| | | ... their Excel-based systems into an online application that can automatically generate documents including statements of advice and graphs via their proprietary technology Highlighter. One of the main barriers to taking up new technology, according to ... |
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