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Showing 81 - 90 of 101 results for %22Citi Securities Services%22

Citigroup Wealth Advisers broker banned

ASIC RELEASE  |  MONDAY, 25 JAN 2010
... Hebbard from providing financial services for five years. ASIC's investigation followed a referral from the Australian Securities Exchange. McKenzie appealed to the Administrative Appeals Tribunal for a review of ASIC's decision, and the tribunal has ...

FIIG hires fixed income AD

COMPANY RELEASE  |  FRIDAY, 1 MAY 2009
FIIG Securities appointed former Commonwealth Bank of Australia executive, Sheila Sall, to associate director. Sall previously worked at Commonwealth Bank of Australia as a global markets specialist and at Societe Generale in senior management and marketing ...

Market Wrap - Morning

AAP  |  THURSDAY, 22 JAN 2009
The Australian sharemarket is expected to open higher, after healthy gains in securities on Wall Street, and oil, silver and copper rose in overnight trading. At 0808 AEDT on the Sydney Futures Exchange, the March SPI futures index was 46 points higher ...

In defense of Citi

BENJAMIN ONG  |  TUESDAY, 25 NOV 2008
... institution went belly up before it did, then it too would probably be receiving government largesse. But it was not to be. Citi should be grateful to Lehman and not the US government for its bail-out. For had Lehman not showed them the way, Citi too ...

Banks to benefit from new FI interface

MICHELLE BALTAZAR  |  THURSDAY, 30 OCT 2008
... errors and reduce post-trade operational risks. Electronic trading platform Yieldbroker, which counts the Commonwealth Bank, Citi and JPMorgan as clients, will now link its platform with Omgeo's trade confirmation service, Omgeo OASYS GlobalSM. The move ...

Market Wrap - Morning

AAP  |  MONDAY, 21 APR 2008
... The Australian Office of Financial Management announces details of a Treasury bond tender. In company news, Beconwood Securities' action against ANZ Banking Group regarding Opes Prime continues in the Federal Court of Australia in Melbourne. Court action ...

Singapore and ME fund swoop on UBS

WWW.THESHEET.COM  |  TUESDAY, 11 DEC 2007
... write down of US$10 billion in the value of its holdings of sub-prime, collateralised debt obligations and related securities. The deal follows Citigroup recently agreeing to sell a $7.5 billion stake to the Abu Dhabi Investment Authority, according ...

Sub-prime still has teeth

SUZY MAC  |  MONDAY, 5 NOV 2007
... per cent due to unexpectedly severe write-downs for unsold leveraged loans and structured products such as mortgage securities. Merrill Lynch shares experienced their worst daily percentage drop in 18 years falling as much as 11.5 per cent in Friday ...

Gloves come off over ASX monopoly

SUZY MAC  |  WEDNESDAY, 25 JUL 2007
... local shares trading monopoly, rival AXE claims the ASX has been running a competition fear campaign. The Australian Securities and Investments Commission (ASIC) has launched a consultation process on whether to grant licenses to another two players ...

Two directors cop ASIC bans

HAMISH MADDEN  |  MONDAY, 19 JUN 2006
... have been banned from providing any financial services for three years following an investigation by the Australian Securities and Investments Commission (ASIC). Brian Forshaw and Guiscardo Bottari, both operating out of Melbourne, have been banned following ...