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Showing 131 - 140 of 247 results for %22Australian Securities and Exchange Commission%22

Market Wrap - Morning

AAP  |  MONDAY, 3 MAY 2010
The Australian stock market is expected to open lower, following a weak finish on Wall Street during Friday night's offshore session. At the close of Friday night's session on the Sydney Futures Exchange, the June share price index contract was 62 points ...

ASIC bans client adviser for life

ASIC RELEASE  |  THURSDAY, 22 APR 2010
... instructions from clients when he hadn't. ASIC began its investigation on Ho following a referral from the Australian Securities Exchange (ASX). Belinda Gibson, commissioner at ASIC, said the regulator intends to focus on unauthorised trading when it ...

Market Wrap - Midday

AAP  |  TUESDAY, 20 APR 2010
The Australian share market was higher at noon, following a firm overnight lead from Wall Street and a strong performance by the local finance sector. The benchmark S&P/ASX200 index was up 15.4 points, or 0.32 per cent, at 4,930.8 points at 1204 AEST ...

Market Wrap - Morning

AAP  |  TUESDAY, 20 APR 2010
The Australian stock market likely to open stronger following a mostly positive lead from Wall Street overnight. At 0736 AEST on the Sydney Futures Exchange, the June share price index contract was 33 points higher at 4,947 points. In economics news ...

Market Wrap - Morning

AAP  |  MONDAY, 19 APR 2010
The Australian stock market is expected to open lower on Monday, on strongly negative leads from offshore markets. At 0719 AEST on the Sydney Futures Exchange, the June share price index contract was 48 points lower at 4,950 points. In companies news ...

ASIC ramps up market surveillance

ASIC RELEASE  |  THURSDAY, 25 MAR 2010
... Government's decision in August 2009 that ASIC assume the market surveillance function from the Australian Securities Exchange (ASX). As a result, monitoring of real time trading on Australia's domestic licensed markets will be assumed by ASIC during ...

Ex Macquarie broker pleads guilty

ASIC RELEASE  |  TUESDAY, 16 MAR 2010
... investigation into alleged market manipulation of Bill Express shares follows a referral from the Australian Securities Exchange. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

Market Wrap - Midday

AAP  |  WEDNESDAY, 27 JAN 2010
The Australian share market was about 1.5 per cent lower at noon, hit by concerns of a local rate rise, lower than expected sales by Woolworths and delays to a major mining joint venture. A decline in US stocks overnight also dented investor confidence ...

Market Wrap - Morning

AAP  |  WEDNESDAY, 13 JAN 2010
The Australian market has received negative leads from overseas, with Wall Street indices lower, along with precious and base metals and oil. At 0830 AEDT on the Sydney Futures Exchange, the March share price index contract was 50 points lower at 4,841. ...

Market Wrap - Morning

AAP  |  FRIDAY, 27 NOV 2009
... May 2012 bonds. In equities news, the NSW Supreme Court hears argument on costs in the case between the Australian Securities & Investments Commission and One.Tel executives Jodee Rich and Mark Silbermann. Macquarie Telecom Group Ltd holds its annual ...