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Showing 141 - 150 of 247 results for %22Australian Securities and Exchange Commission%22

Wingate appoints senior analyst

COMPANY RELEASE  |  TUESDAY, 24 NOV 2009
... bachelor of commerce (majoring in accounting and finance) from the University of Queensland and is a member of the Australian Institute of Chartered Accountants. MacLeod is a chartered financial analyst; holds a Series 17 and 63 registration with the ...

Market wrap

AAP  |  FRIDAY, 20 NOV 2009
... Exchange, the December share price index contract was down 58 points at 4,700. In company related news, Australian Securities and Investment Commission chairman Tony D'loisio will address an Australia-Israel Chamber of Commerce luncheon on "Post GFC ...

Market Wrap - Morning

AAP  |  WEDNESDAY, 18 NOV 2009
... Ltd hold annual general meetings. The NSW Supreme Court hands down its judgement in the case brough by the Australian Securities and Investments Commission against former OneTel boss Jodee Rich. BHP Billiton Ltd chief executive Marius Kloppers speaks ...

Four pillars of a good hedge fund: Ashton

RUTH LIEW  |  MONDAY, 26 OCT 2009
... comments that while some of the rules pertain to US hedge fund managers, lessons could also be learned and applied in an Australian context. "First you have to register with the SEC [US Securities and Exchange Commission]... you need to disclose your ...

Europe fails at fee disclosure

RUTH LIEW  |  FRIDAY, 2 OCT 2009
The European fund industry is failing the fees transparency test - while Australian fund managers are facing their own woes when it comes to unbundling fund costs, according to PricewaterhouseCoopers. According to the "Ideal Fund - Reengineering the ...

Regulators tighten grip on hedge funds

RUTH LIEW  |  MONDAY, 21 SEP 2009
... announced plans to explore common reporting and regulations of hedge funds - developments that could set the template for Australian hedge fund regulation. The two financial services regulators said last week in a press statement that they would explore ...

Beware the leveraged ETF

RUTH LIEW  |  FRIDAY, 18 SEP 2009
Australian exchange traded funds investors should learn from their US counterparts who have lost their fortunes trading leveraged ETFs - products that could one day hit Australian shores. Michael Krause, president of ETF research house AltaVista Research ...

Market Wrap - Morning

AAP  |  MONDAY, 27 JUL 2009
... Co Ltd annual results and Australand Property Group first half results are due. The case brought by the Australian Securities & Investments Commission (ASIC) against James Hardie Industries NV in the NSW Supreme Court resumes for a penalties hearing. ...

We've left bottom

BENJAMIN ONG  |  TUESDAY, 26 MAY 2009
... Standard & Poor's gauged that the market is strong enough to weather its UK downgrade warning and why the Australian Securities and Investment Commission (ASIC) moved forward its lifting of the short-selling ban on financials it instituted eight months ...

Market Wrap - Morning

AAP  |  THURSDAY, 7 MAY 2009
... billion ($A3.64 billion) after receiving a boost from the partial sale of its stake in NDS Group plc.. The Australian Securities and Investments Commission case against Fortescue Metals Group continues in the Federal Court in Perth. The Australian Uranium ...