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Showing 31 - 40 of 9041 results for "Financial Services"

Vale Wayne McGauley

ELIZA BAVIN  |  TUESDAY, 16 APR 2024
The financial services industry has paid tribute to Wayne McGauley who passed away over the weekend. Most recently the head of distribution at Wheelhouse Partners, McGauley had a long and successful career in the financial services industry spanning ...

ASIC chief executive to depart

ELIZA BAVIN  |  TUESDAY, 16 APR 2024
... retiring at the end of July 2024. Mullaly has held executive roles at ASIC for the last 12 years, leading the financial services enforcement team for 11 years and, for the last year, enforcement, and compliance team. "Tim has for many years played a ...

Blockchain mining companies sued by ASIC

ANDREW MCKEAN  |  MONDAY, 15 APR 2024
... proceedings against the NGS companies, alleging a contravention of sections 911A of the Corporations Act by providing financial services without an Australian Financial Services Licence (AFSL). ASIC is also seeking interim and final injunctions against ...

Citi Australia managing director takes on expanded remit

ANDREW MCKEAN  |  FRIDAY, 12 APR 2024
... partners such as super funds, asset managers, insurers, and wealth platforms. She has over 25 years' experience in financial services, spanning banking and asset management. In 2022, Ashton returned to Citi, where she'd previously served as director ...

ASIC challenges court ruling in Finder Wallet crypto case

ANDREW MCKEAN  |  THURSDAY, 11 APR 2024
... its proceedings against Finder Wallet. The corporate watchdog claimed that Finder Wallet provided unlicensed financial services, breached product disclosure requirements, and failed to comply with design and distribution obligation for its now defunct ...

'Licensee for hire' fined $1.25m by court

JAMIE WILLIAMSON  |  THURSDAY, 11 APR 2024
... by its licence; ensure that its representatives were adequately trained; maintain the competence to provide financial services covered by its AFS licence; take responsible steps to ensure representatives complied with the law; and do all things necessary ...

DWS appoints new local chief executive

ELIZA BAVIN  |  THURSDAY, 11 APR 2024
... real assets business in APAC as head of real estate securities, APAC. Tomova has 20 years of experience in financial services having worked with DWS since 2018. Prior to that she worked with Deutsche since 2005 both in Australia and the UK. DWS said ...

Mercury Capital acquires KKR's stake in Findex

ANDREW MCKEAN  |  WEDNESDAY, 10 APR 2024
... comfortable with partnering with smart capital to better enable it to further expand and enhance best-in-class financial services to a vast demographic of business and private clients which are typically under-served, particularly in regional areas. ...

GBST develops private equity platform

ANDREW MCKEAN  |  WEDNESDAY, 10 APR 2024
... rapid market entry which was one of Luna Partners' main goals," he said. "It's the combination of our teams' financial services and digital expertise that enables this kind of incredible innovation." Luna Partners co-founder Edward Caser said GBST's ...

James Mawhinney arrested as Mayfair 101 saga rolls on

JAMIE WILLIAMSON  |  WEDNESDAY, 10 APR 2024
... Mawhinney was arrested yesterday and charged with four counts of engaging in dishonest conduct while carrying on a financial services business. It's alleged that on four occasions between 9 August 2019 and 21 April 2020 made representations to the ...