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Showing 161 - 170 of 375 results for "Auditor"

BGL partners with Link for automation

EMMA RAPAPORT  |  TUESDAY, 30 MAY 2017
... registration system, is a fantastic achievement by our team. "This new service will remove the need for an SMSF administrator or auditor to get paper holding statements or to individually confirm each holding balance on the Link website." In the past ...

ASIC cancels AFSL, bans former executives and fund managers

JAMIE WILLIAMSON  |  TUESDAY, 30 MAY 2017
... reports and breach reports on time as well as notify change of control and provide notification of the appointment of an auditor. "The opportunity to hold an Australian financial services licence requires compliance with some fundamental obligations ...

Crowe Horwath managing partner to depart for government role

ALEX BURKE  |  FRIDAY, 19 MAY 2017
A managing partner at Findex-owned Crowe Horwath will leave the firm to become the Auditor-General for the Queensland Government. Brendan Worrall, currently Crowe Horwath's managing partner for audit and assurance for the Australian and New Zealand ...

Poor compliance sees AFSL suspended

JAMIE WILLIAMSON  |  MONDAY, 1 MAY 2017
... services for wholesale clients. ASIC commissioner John Price said: "Licensees are required to lodge financial statements and auditor reports with ASIC to demonstrate their capacity to provide financial services." "Failure to comply with financial reporting ...

WTW launches insto platform

KARREN VERGARA  |  FRIDAY, 28 APR 2017
... Leslie Mao said. This involves setting up the fund jurisdiction and legal processes, choosing a broker, custodian, and auditor and so on, he said, but what the platform will do is remove a lot of redundant processes. It will free up managers' time and ...

ASIC cancels suspended AFSL

EMMA RAPAPORT  |  THURSDAY, 6 APR 2017
... legal obligations and licence conditions. The regulator found the company failed to lodge annual financial statements and auditor's reports for the financial years ending 30 June 2014, and 30 June 2015. Rural & General Insurance Broking's (RGIB ) AFS ...

ASIC cancels AFSL licences

EMMA RAPAPORT  |  MONDAY, 27 MAR 2017
... business in Australia. In particular, ASIC has found that the two licensees failed to: Lodge annual financial statements and auditor's reports; and Maintain membership with an external dispute resolution (EDR) scheme approved by ASIC. "The annual lodgment ...

ASIC bans Melbourne insurance broker

EMMA RAPAPORT  |  FRIDAY, 24 FEB 2017
... authorisation; and Failed to comply with the requirement that a person who is licenced with an AFS license lodge an annual auditor's report and financial statements with ASIC. Deputy chairman Peter Kell reassured the public that ASIC will act to remove ...

Northern Trust partners for private equity blockchain

ALEX BURKE  |  THURSDAY, 23 FEB 2017
Northern Trust is working with multiple key stakeholders to launch the first commercial implementation of blockchain technology for the private equity sector. Partnering with IBM, Northern Trust deployed a distributed ledger for the administration of ...

Sydney firm sees AFSL cancelled

EMMA RAPAPORT  |  WEDNESDAY, 18 JAN 2017
... Financial Services Licence of Sydney based insurance company Core Insurance for failing to lodge financial statements and auditor reports for two years. Core Insurance, which trades as Ferme, has held its AFSL since October 2012. In a statement, ASIC ...

Editor's Choice

Australian Retirement Trust people chief to depart

ELIZABETH FRY
Australian Retirement Trust has confirmed the departure of chief people officer Helen Jackson, who will leave at the end of the financial year.

SSGA loses $2.4bn in two months

KARREN VERGARA
State Street Global Advisors (SSGA) suffered $2.4 billion in net outflows over the last two months of 2023, the majority of which hit its Australian and international equities products.

AFCA seeks industry feedback on approaches

ELIZA BAVIN
The financial complaints authority is asking the industry for feedback on how it approaches issues and reaches decisions.

Apex, ACA partner to broaden client services

ANDREW MCKEAN
Apex Group and ACA Group have formed a partnership to offer their clients a wider range of services.

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Jason Huljich

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A single decision can change your life, and that's exactly what Centuria Capital joint chief executive Jason Huljich learned when he came to Australia in the 1990s. Eliza Bavin writes.
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