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Showing 31 - 40 of 49 results for %22Joe Longo%22

Regulators urge ASX to maintain CHESS

ANDREW MCKEAN  |  THURSDAY, 15 DEC 2022
... infrastructure for the purposes of auditing the support and maintenance of a clearing and settlement system. ASIC chair Joe Longo commented that CHESS is a critical financial market infrastructure of Australia. "ASIC's immediate priority is to ensure ...

ASIC proceedings name Pendal board member

ANDREW MCKEAN  |  TUESDAY, 13 DEC 2022
... risks. The regulator said this was a breach of their director duty obligations. Commenting on the matter, ASIC chair Joe Longo said the role of directors was critical to a company's general standing and performance, including how a company deals ...

Vanguard cops fine for greenwashing

RACHEL ALEMBAKIS  |  FRIDAY, 2 DEC 2022
... inadvertently," Vanguard said. Enforcement action against greenwashing is a current ASIC priority. Last month, ASIC chair Joe Longo warned that the market regulator is currently investigating listed companies, super funds, and managed funds for potential ...

ASX dumps CHESS replacement project

JAMIE WILLIAMSON  |  THURSDAY, 17 NOV 2022
... the next phase of the replacement plans, which may well leverage some of the technology already developed. ASIC chair Joe Longo said: "The independent report has found significant gaps and deficiencies in ASX's program delivery capabilities and that ...

ASIC probes super fund, investment manager greenwashing

RACHEL ALEMBAKIS  |  FRIDAY, 4 NOV 2022
ASIC chair Joe Longo said the market regulator is currently investigating several listed companies, super funds, and managed funds for potential greenwashing. "Only last week we issued our first greenwashing penalty, and we're currently investigating ...

Regulators to face committee scrutiny

JAMIE WILLIAMSON  |  MONDAY, 10 OCT 2022
... will also be considered. Giving evidence will be ACCC chair Gina Cass-Gottlieb, APRA chair Wayne Byres, and ASIC chair Joe Longo in that order. This follows the hearing into the Reserve Bank of Australia last month.

ASIC capability review released

CASSANDRA BALDINI  |  FRIDAY, 26 AUG 2022
... apply and enforce the law," it said. The regulator responded by commenting that it welcomed the report and its chair Joe Longo said: "We need to keep pace in an environment of accelerated change in order to be a confident and ambitious regulator. I welcome ...

ASIC highlights strategic priorities

CASSANDRA BALDINI  |  TUESDAY, 23 AUG 2022
... scams in the first half of 2022, with bank transfers continuing to be the most common payment form of attack. ASIC chair Joe Longo said the plan identifies work that is underway, addressing several emerging trends and important law reforms that are reshaping ...

ASIC research guides retail investment regulations

ANDREW MCKEAN  |  THURSDAY, 11 AUG 2022
... platforms (used by 31% of surveyed investors), the three most used platforms all specialised in cryptocurrency. ASIC chair Joe Longo commented: "We are concerned about the number of people surveyed who reported investing in unregulated, volatile crypto-asset ...

ASIC issues warning to finfluencers

JAMIE WILLIAMSON  |  MONDAY, 21 MAR 2022
... penalties if their content contravenes financial services law. The information sheet follows confirmation from ASIC chair Joe Longo last year that the regulator was concerned with the conflation of personal and general advice in the online influencer ...