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Showing 21 - 30 of 120 results for %22Greg Tanzer%22

New super transparency rules spark controversy

LAURA MILLAN  |  WEDNESDAY, 25 NOV 2015
... important for consumers when making decisions about their superannuation and managed investments," ASIC commissioner Greg Tanzer said. However, the new requirements were questioned by Industry Super Australia chief executive David Whiteley: "Australians ...

ASIC warns super funds over transparency requirements

MARK SMITH  |  MONDAY, 7 SEP 2015
... advisers and other gatekeepers. Some consumers may find it helpful in making superannuation decisions. ASIC Commissioner Greg Tanzer said, "Our survey indicated that superannuation trustees generally seem to have understood what was intended with these ...

ASIC financial services enforcements down 10%

ALEX BURKE  |  THURSDAY, 6 AUG 2015
... rewarding good conduct and good outcomes for customers," the report continued. Commenting on this, ASIC commissioner Greg Tanzer said: "Poor culture is a key driver of poor conduct in the financial services industry. "Given the strong connection between ...

IFAs to benefit from ASIC SME focus

ALEX BURKE  |  FRIDAY, 17 JUL 2015
ASIC commissioner Greg Tanzer has highlighted the regulator's expanding role in the SME registration space. Speaking at the National Council of Small Business Australia Conference in Sydney, Tanzer noted that small businesses, with fewer than 20 employees ...

Queensland director banned for two years

DARREN SNYDER  |  FRIDAY, 10 JUL 2015
... result, the Paladin Monetizer Fund has been unable to meet its compliance obligations with ASIC. ASIC Commissioner Greg Tanzer said Responsible Entities are entrusted with property that belongs to others and accordingly are held to a high standard by ...

Macquarie refunds $5.5m after 13-year system errors

ALEX BURKE  |  WEDNESDAY, 17 JUN 2015
... errors do occur, entities must identify and appropriately rectify them as soon as possible," said ASIC commissioner Greg Tanzer. "ASIC will work with entities who report issues to us to ensure consumers are compensated in a timely, effective way."

Ghost fund flogger banned

LAURA MILLAN  |  WEDNESDAY, 10 JUN 2015
... risk. "The law requires that financial products and services be offered by licensed businesses," ASIC Commissioner Greg Tanzer said.

Banned for taking $4m from SMSFs

LAURA MILLAN  |  MONDAY, 1 JUN 2015
... distressed properties in the US via offshore companies and did so without disclosure to clients. ASIC Commissioner Greg Tanzer said: "Today's outcome shows the courts, ASIC and the community will not tolerate behaviour that seeks to destroy people's ...

ASIC seeks more bans in SMSF advice crackdown

ALEX BURKE  |  FRIDAY, 15 MAY 2015
... investors or misuse investors' money for their own personal benefit are brought to account," said ASIC Commissioner Greg Tanzer. "The experience of the investors in this matter, who have lost in the order of $4.5 million, should also serve as a timely ...

ASIC suspends Dunfo Capital AFSL

ALEX BURKE  |  MONDAY, 16 MAR 2015
... report significant breaches to ASIC within 10 business days, as they are obligated to do," said ASIC Commissioner Greg Tanzer.