Search Results | Showing 11 - 20 of 206 results for %22Financial Markets Conduct Act%22 |
| | ... the regulator, flagging concerns around poor disclosure of fees and under-investment in technology. In the letter, the Financial Conduct Authority's director of consumer investments Lucy Castledine outlined "key harms" to consumers the regulator has ... |
| | | ... with their needs and the design and distribution obligations are being met." In response, an eToro spokesperson told Financial Standard: "eToro AUS is considering the allegations filed by ASIC in these proceedings and will respond accordingly. There ... |
| | | Financial advice firms are "problematically" sidestepping compensation payments after the Australian Financial Complaints Authority (AFCA) hands down a decision, using the excuse that they do not have professional indemnity insurance (PII). Out of 5400 ... |
| | | Financial advisers from large aligned AFSL groups bear the brunt of complaints, according to the Australian Financial Complaints Authority's data, with several AMP and Insignia Financial practices leading the pack. Modelling of the AFCA data shows ... |
| | | ... system-wide stress test to understand the behaviours of banks and non-bank financial institutions (NBFIs) in volatile financial markets. Recent chaos across UK markets has led to the system-wide exploratory scenario (SWES) exercise which aims to review ... |
| | | ... similar disclosure of nature and biodiversity. He advised that companies need to think about how sustainability and financial reporting work together, "how can we ensure that marketing and advertising teams work with the legal and risk teams to ensure ... |
| | | Macquarie Asset Management won multiple awards at last night's Financial Standard Investment Leadership Awards, including the highly coveted Investment Manager of the Year Award. Attended by 350 people at Sydney's Crown, Financial Standard honoured ... |
| | | The Australian Financial Complaints Authority (AFCA) has shed light on what it considers systemic shortcomings in the superannuation, investment, and financial advice industries. The AFCA Systemic Issues Insights report identified multiple instances ... |
| | | ... are concentrating on greenwashing-related enforcement. "Greenwashing corrodes the credibility of sustainable financial markets, so we have to act on this area," Jones said. "The government is also acutely aware of the relationship between the taxonomy ... |
| | | ASIC cancelled the financial services licence of Binance following concerns about the cryptocurrency exchange's operations in Australia. Effective April 6, the AFSL of Oztures Trading, which trades as Binance Australia Derivatives, was cancelled. From ... |
|