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Showing 1 - 4 of 4 results for "FCPA"

Deutsche Bank fined for alleged bribery

ANNABELLE DICKSON  |  MONDAY, 11 JAN 2021
... intermediaries. Deutsche Bank has agreed to pay more than US$120 million for violations of the Foreign Corrupt Practices Act (FCPA). According to the SEC, the bank engaged foreign officials, their relatives and associates as third-party intermediaries ...

Financial services exec embroiled in bribery scheme

ALLY SELBY  |  THURSDAY, 16 APR 2020
... misled his employer's compliance team about the true role of the Ghana-based intermediary company. SEC Enforcement Division's FCPA Unit chief Charles Cain said Berko acted alone and Goldman would not be charged. "As alleged in our complaint, Berko orchestrated ...

Former Goldman Sachs exec charged over $62m bribery

ELIZABETH MCARTHUR  |  TUESDAY, 17 DEC 2019
... "Individual conduct lies at the heart of all bribery schemes," said Charles Cain, chief of the SEC enforcement division's FCPA Unit. "Here, Leissner abused his leadership role at Goldman Sachs by engaging in a massive bribery scheme targeting the ...

JPMorgan Chase to pay bribery fines

KERRIE SYDEE  |  FRIDAY, 18 NOV 2016
... Asia Pacific by employing relatives and friends. The hiring actions were in violation of the Foreign Corrupt Practices Act (FCPA). JPMorgan is also expected to pay US$72m to the Justice Department and US$61.9m to the Federal Reserve Board of Governors ...
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