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Showing 1 - 10 of 14 results for "Code of Professional Practice"

FPA disciplines two members

HARRISON WORLEY  |  MONDAY, 4 MAR 2019
... membership and professional designations for a period of time, after breaching the association's code of professional practice. Matthew Brown, chair of the FPA's Gold Coast chapter committee, from MiQ Private Wealth - whose licensee is the Magnitude ...

FPA finds Sam Henderson guilty

KANIKA SOOD  |  THURSDAY, 11 OCT 2018
... found guilty of nine of 10 alleged breaches of the Financial Planning Association of Australia's code of professional practice. The determination was delivered this afternoon by the FPA's independent disciplinary body, the Conduct Review Commission ...

FPA expels and fines dishonest member

EMMA RAPAPORT  |  WEDNESDAY, 15 FEB 2017
... Tindall of PWM Advice, Orange, NSW, from the membership of the FPA for multiple breaches of the Code of Professional Practice. The CRC found that Tindall failed to conduct himself professionally or ethically, acted with a lack of honesty, and engaged ...

FPA expels cheating member

EMMA RAPAPORT  |  THURSDAY, 19 JAN 2017
... Conduct Review Commission (CRC) found senior financial planner Shylesh Sriranjan breached the FPA Code of Professional Practice by cheating on his CFP certification exam in 2015 - his third attempt to complete it. The FPA alleged that Sriranjan relied ...

FPA awards associate adviser of the year

LAURA MILLAN  |  FRIDAY, 20 NOV 2015
... Financial Planner AFP members who are committed to professional development and adhere to the FPA Code of Professional Practice. "John has received this award because he upholds high professional and ethical standards, which means living up to the expectations ...

FPA helps advisers with life insurance

DARREN SNYDER  |  WEDNESDAY, 14 OCT 2015
... had input from members and was developed to provide "practical guidance on how to apply the FPA Code of Professional Practice to life-risk advice." FPA chief executive, Mark Rantall, said the guide incorporated elements of the Australian Securities and ...

Professional planners don't accept commissions: FPA

ALEX DUNNIN  |  WEDNESDAY, 19 MAR 2014
... understand that members of the FPA will not be allowed to accept commissions because it is in their code of professional practice, and if any FPA member is found to be charging commissions they will be disciplined. "I can't speak for people who are not ...

FPA condemns FoFA fear mongers

JAMES FERNYHOUGH  |  FRIDAY, 17 JAN 2014
... legal foundation, professional financial planners who have individually subscribed to a binding code of professional practice not only have nothing to fear, they have everything to gain in this new environment." The government's amendments drew particular ...

Submissions open to FPA Best Practice Awards

LAURA MILLAN  |  MONDAY, 22 JUL 2013
... FPA Honorary Awards. The Best Practice Awards recognise financial planners who adhere to the FPA Code of Professional Practice, which holds members to a high standard of ethics, practice and professional conduct. To FPA chief executive Mark Rantall ...

ASIC consults on code approval under FOFA

LINDA HAUSKEN  |  WEDNESDAY, 24 OCT 2012
... are in place for the new regime." Proposed revisions to the Financial Planning Association's (FPA) Code of Professional Practice was also announced yesterday. FPA said it intends to evolve the professional standards of members in line with the Future ...
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