Search Results | Showing 1 - 10 of 403 results for "ASIC commissioner" |
| | ... impacts on individuals, families, and communities - harms that can negatively affect overall community wellbeing, ASIC commissioner Alan Kirkland said. |
| | | ... that it will focus its efforts on enforcing the registration regime and take regulatory action where necessary. ASIC commissioner Alan Kirkland said failure to comply could incur significant consequences for unregistered financial advisers who continue ... |
| | | ... investors where we were concerned the offers may be unfair, inappropriate or result in poor investor outcomes. ASIC commissioner Simone Constant said: "Our more proactive approach to identifying and disrupting emerging risks and harms is in response ... |
| | | The federal treasurer has named three new commissioners who will spearhead ASIC for the next five years, as incumbents Danielle Press, Sean Hughes and Karen Chester wrap up their terms. CHOICE chief executive Alan Kirkland, Commonwealth Bank chief risk ... |
| | | ... 413 SMSF auditors have had their licences cancelled as part of ASIC's recent compliance program. According to ASIC commissioner Danielle Press, in the last year ASIC has acted against 26 SMSF auditors who failed to meet the independence and auditing ... |
| | | ... step up and deliver both well-considered strategies and action to support members in retirement," Cole said. ASIC commissioner Danielle Press reminded super funds that helping members achieve good retirement outcomes is the core business for a trustee ... |
| | | ... The roundtable is expected to be hosted in August and chaired by ASIC chair Joe Longo, who will be joined by ASIC commissioner Danielle Press and incoming Reserve Bank of Australia governor Michele Bullock. ASIC's initiative follows longstanding ... |
| | | ... have a process for checking for existing accounts on account creation despite not being required to. Still, ASIC commissioner Danielle Press said the failures identified were troubling. "It shouldn't take an ASIC review for super trustees to comply with ... |
| | | ... kept in suitable accounts, were not held for the required period, or were not properly identified or disclosed. ASIC commissioner Danielle Press explained that, as providers of financial products, trustees have a responsibility to secure incoming funds ... |
| | | ... Super), EISS Super (Pool A), SCS Super (Australian Catholic Superannuation and Retirement Fund LifetimeOne). ASIC commissioner Danielle Press warned trustees that fail the performance test need to get the balance right in their communications and "need ... |
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