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Showing 31 - 40 of 55 results for "Regtech"

ASIC staff to investigate institutions from the inside

JAMIE WILLIAMSON  |  TUESDAY, 7 AUG 2018
... promote Australia as a world leader in the development and adoption of regulatory technology solutions, also known as regtech. The balance will be directed towards improving consumer access to the ASIC's Financial Adviser Register and ensuring compliance ...

AMP appoints advice executive

KANIKA SOOD  |  WEDNESDAY, 1 AUG 2018
... Akers stepped into the acting group executive of advice role, filling in for Anthony Regan. Most recently, Symons founded regtech company RFS Group. Prior to this he held a number of executive roles at ANZ, including general manager of financial planning ...

Banks take 1500 days to identify breaches: ASIC

KANIKA SOOD  |  THURSDAY, 26 JUL 2018
... result that it takes far too long for management to meaningfully address conduct problems." Shipton suggested investment in regtech solutions as one way for senior management to invest in speeding up breach reporting. Breaches reported to ASIC increased ...

Asset manager awards admin mandate

KARREN VERGARA  |  FRIDAY, 15 JUN 2018
... and specialty fund managers who are looking for compelling software solutions." In early March, Global Merces launched a regtech solution that slashes the managed funds application process to five minutes. FUND.ID, a straight through processing system ...

NSW fintechs dominate Finnie Awards

HARRISON WORLEY  |  THURSDAY, 14 JUN 2018
... innovators. The night saw 23 awards presented by a panel of 81 domestic and international judges across wealth management, regtech, insurtech, artificial intelligence, blockchain, and lending. Automated budgeting app PocketBook took home the wealth management ...

Chapmans passes on blockchain investment

KANIKA SOOD  |  MONDAY, 4 JUN 2018
... Chapmans announced it had secured a binding term sheet to invest US$4 million is US-based Securrency Inc., a patent-pending regtech and fintech that aimed to bring regulatory and compliance-based asset tokenisation and trading to institutional and retail ...

Regtech scores deal with US bank

KANIKA SOOD  |  MONDAY, 7 MAY 2018
Sydney and Ireland based regtech Kyckr has signed a five-year data licensee agreement with a US bank, under which the bank will have access to 200 regulated primary sources of corporate intelligence across 120 territories. The un-named bank will be ...

IRESS acquires digital advice compliance business

ALEX BURKE  |  WEDNESDAY, 4 APR 2018
IRESS will acquire a regtech and data analytics provider after making a minority investment in the business last year. Lucsan provides financial advisers with comprehensive compliance coverage including daily oversight, targeted adviser auditing, best ...

Global Merces launches managed funds regtech

KARREN VERGARA  |  FRIDAY, 9 MAR 2018
Asset manager and funds services provider Global Merces has launched a regtech solution that slashes the managed funds application process to five minutes. FUND.ID, a straight through processing system, on-boards new clients using an electronic signature ...

Former wealth group chief joins Macrovue

ALEX BURKE  |  THURSDAY, 22 FEB 2018
AMP-supported fintech Macrovue has appointed a wealth management veteran as its new chief executive. Rod Bristow joins Macrovue in the lead role from Infocus, where he was managing director and chief executive for five years. Before that, he was national ...