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Showing 111 - 113 of 113 results for "Code of Practice"

Mortgage Industry Association of Australia issues 'soft dollar' disclosure code

... recommendation," said MIAA Chief Executive Mr Phil Naylor. Breaches of the new code will be treated as breaches of the MIAA Code of Practice and dealt with under the association's disciplinary rules or by the Credit Ombudsman.

Alternative commission payments banned for all members; IFSA, FPA

... payments. IFSA chief executive officer Richard Gilbert said as of 1 August, 2004 compliance with the Industry Code of Practice on Alternative Forms of Remuneration in the Wealth Management Industry will be mandatory. "This is the first leg of what will ...

ICA appoints David Knott to review submissions on draft code

AAP  |  MONDAY, 19 JUL 2004
... Commission (ASIC) chairman, David Knott, to independently review public submissions on the industry\'s new draft code of practice. ICA executive director Alan Mason said Knott would assess all written comments regarding the draft code, which was unveiled ...