Search Results | Showing 1 - 10 of 62 results for commensurate |
| | ... incidents due to surges in service demands and retail investor activities." She said firms' resources should be "commensurate to the scale and nature of [your] business operations at all times." Combined, platforms in the UK are home to about $1.5 trillion ... |
| | | The growth of local family offices in the past five years is driving an increase in demand for investment and management staff, according to KPMG's Australian Family Office Benchmark Report 2023. The survey, produced by KPMG together with Agreus ... |
| | | ... internally, APRA expects it to have the systems, resources and processes that support the appropriate management of risk commensurate with services provided by highly skilled external service providers. APRA is also ramping up its monitoring of ESG considerations. ... |
| | | ... Association Roadshow Sydney leg this morning, highlighted the fact that the worrying decline in adviser numbers is not commensurate to the skyrocketing demand for advice. As at May 10, there are just 15,993 practising advisers, according to the association's ... |
| | | The Association of Financial Advisers (AFA) has reported an operating loss of $273,135, an improvement of $94,655 from last year's result, as it gears up for the vote on its proposed merger with the Financial Planning Association of Australia (FPA). ... |
| | | ... moving away from the UK's MiFID mandate won't be without its challenges. "The weight of regulation should be commensurate with the level of risk but moving away from the one-size-fits-all approach will be complex and it will need assistance and input ... |
| | | ... standard includes requirements for regulated entities to maintain effective internal controls for operational risk, commensurate with the size, business mix and complexity of the activities they undertake; be prepared and ready to ensure continued delivery ... |
| | | ... institutional investors want to access the Bitcoin beta and thematic but would prefer a controlled level of volatility commensurate with that they are familiar with, for example, from equity markets," he said. "The Smart Beta Bitcoin Fund was built to ... |
| | | AMP has entered a court enforceable undertaking with APRA over historical matters related to its superannuation business. The CEU follows more than two years of investigation by APRA and relates to trustees AMP Superannuation Limited and N.M. Superannuation ... |
| | | ... and auditing requirements for superannuation funds, with the government looking to implement a framework that is commensurate with the size of the sector. The Treasury Laws Amendment (Financial Reporting and Auditing Requirements for Registrable Superannuation ... |
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