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Showing 1 - 8 of 8 results for apc

Financial services firms hit with criminal charges

CHLOE WALKER  |  TUESDAY, 31 OCT 2023
... permanently banned Sydney director David Sutton have been charged in separate proceedings following an investigation by ASIC. APC Securities, previously known as McFaddens Securities, and Brava Capital, formerly Dayton Way Securities, face multiple charges ...

ASIC permanently bans David Sutton

ANDREW MCKEAN  |  TUESDAY, 4 JUL 2023
... regulator also cancelled the Australian financial services licence (AFSL) of McFaddens Securities, now known by its previous name APC Securities. ASIC's doubts surfaced following Sutton's conduct in making offers of investment in unlisted shares via ...

ASIC outlines enforcement efforts

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 APR 2019
In the second half of last year ASIC brought criminal proceedings against nine individuals on 76 charges, with four people imprisoned as a result and $12.7 million imposed in civil penalties. ASIC also disqualified 28 directors and there were 72 instances ...

Business as usual for PIMCO Australia

MARK SMITH  |  THURSDAY, 9 OCT 2014
... the Australian portfolio management team are unchanged," PIMCO head of portfolio management for Australia Rob Mead said. "As APC members and individual portfolio managers, we will continue to play key roles in PIMCO's cyclical and secular forums, where ...

Claims against advice arm have no factual basis: Macquarie

LAURA MILLAN  |  MONDAY, 4 AUG 2014
... tests and exposed clients to high-risk investments, saying that it would refer the matter to the Australian Press Council (APC). In a statement on its website, Macquarie said that it planned to refer the Sydney Morning Herald 's articles to the APC ...

Admins team up for rollover revolution

RUTH LIEW  |  FRIDAY, 12 MAR 2010
Three of the country's biggest administrators - AAS, Pillar Administration and Superpartners - are joining forces to set up a standard of protocols for fund rollovers. In a move in line with the Government's initiative to use Medicare as a small business ...

Pragnell moves to APCA

MICHAEL HOBBS  |  WEDNESDAY, 2 APR 2008
The Association of Superannuation Funds of Australia (ASFA) head of policy and best practice, Brad Pragnell, has resigned to take a role as head of industry policy at the Australian Payment Clearing Association (APCA). Pragnell will start his new role ...

Gen Xers jump online for home loans: Forrester

Internet savvy Gen Xers aren't just using the web to download music, chat to friends and trade on Ebay. A new survey has found a growing number of them use it for more serious reasons such as applying for home loans too. Research group Forrester has ...
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