Search Results | Showing 1 - 10 of 136 results for "Product Disclosure Statements" |
| | ... Regulatory Guide 53 The use of past performance in promotional material Regulatory Guide 168 Disclosure: Product Disclosure Statements (and other disclosure obligations) Regulatory Guide 181 Licensing: Managing conflicts of interest Regulatory Guide ... |
| | | ... between August 2018 and February 2021. The claims were made via a variety of mediums, including in product disclosure statements, on Vanguard's website, in a press release, in a YouTube video, and in a Finance News Network presentation. Despite being ... |
| | | ... in Shield Master Fund, and the corporate watchdog simultaneously made interim stop orders on four product disclosure statements for the fund. It later applied to have its assets frozen. The investigation is ongoing. "ASIC is concurrently investigating ... |
| | | ... consumers who held existing term deposits with Firstmac. In doing so, it breached DDO by sending product disclosure statements (PDS) for the Firstmac High Livez product to those existing term deposit holders, without first ensuring consistency with its ... |
| | | ... where choice products had persistently underperformed against the benchmarks disclosed in their product disclosure statements (PDS)," he said. "I just want to emphasise that point - this was about the benchmarks set in the product's product disclosure ... |
| | | ... target market. Under the orders, Australian Unity and other distributors of the fund cannot provide product disclosure statements for or provide general advice to retail clients about the fund for 21 days, unless the orders are revoked prior. |
| | | ... billion in funds under management. The claims were made via a variety of mediums, including in 12 product disclosure statements, a media release about the fund's launch, statements on its website, a Finance News Network interview featuring then-product ... |
| | | ... a responsible entity. Exalt Global Funds Limited was found to have made misleading statements in product disclosure statements about the level of risk associated with the Paladin Monetizer Fund; didn't keep proper financial records for the fund; and ... |
| | | ... not worded and presented in a clear, concise, and effective manner." ASIC said it is concerned the product disclosure statements (PDS) contain misleading statements regarding Keystone's legal role in unregistered schemes the fund invests in; inadequate ... |
| | | ... found themselves homeless. Before its downfall, in August 2017 ASIC issued an interim stop order on product disclosure statements (PDS) issued by Theta Asset Management (Theta) offering investments in the SIT. In 2021, ASIC banned Theta managing director ... |
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