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Showing 201 - 210 of 583 results for %22Financial Adviser Register%22

FASEA unclear why advisers are quitting

ELIZABETH MCARTHUR  |  MONDAY, 25 MAY 2020
... look into why financial advisers are exiting the industry in droves. Rainmaker analysis of the ASIC Financial Adviser Register indicates that the register has dropped by 1488 advisers since the start of 2020. With just 53 new entrants to the industry ...

Count Financial makes growth-focused hire

ALLY SELBY  |  FRIDAY, 22 MAY 2020
... standards. It also comes as Rainmaker analysis reveals nearly 1500 advisers have dropped off the ASIC Financial Adviser Register since the beginning of the year.

916 advisers gone in three months, ASIC responds

ELIZABETH MCARTHUR  |  THURSDAY, 21 MAY 2020
... COVID-19 could amplify the issue, as it is revealed almost 1000 left since the pandemic hit. The ASIC Financial Adviser Register has dropped by 1488 advisers since the start of this year, according to Rainmaker analysis. Since COVID-19 hit, in less than ...

Advisers involved in ERS scams: ASIC

ELIZABETH MCARTHUR  |  WEDNESDAY, 20 MAY 2020
ASIC superannuation senior executive leader Jane Eccleston has written an article pointing to financial advisers as part of the problem in scams targeting people's super amid COVID-19. Eccleston said: "ASIC is concerned that some advisers may use the ...

Client drags advice firm, advisers to court

KANIKA SOOD  |  WEDNESDAY, 20 MAY 2020
... shuttering, Spectrum Wealth is still listed as the firm's licensee on its website, however the ASIC Financial Adviser Register shows Robert Patterson as a representative of Life Plan FP. Giam claims the duo won her trust by posing as her friends ...

Court to decide OneVue claim over Sargon sale

KANIKA SOOD  |  WEDNESDAY, 6 MAY 2020
... price was not revealed. Former PEXA chief Marcus Price is acting as a strategic adviser to PIP, as first reported by Financial Standard last week. Sue Thomas -- who has held directorships at Grant Thornton Australia, PEXA Limited, Advance Asset Management ...

New buyers for Sargon businesses confirmed

KANIKA SOOD  |  TUESDAY, 5 MAY 2020
... price was not revealed. Former PEXA chief Marcus Price is acting as a strategic adviser to PIP, as first reported by Financial Standard last week. Sue Thomas -- who has held directorships at Grant Thornton Australia, PEXA Limited, Advance Asset Management ...

Top adviser queries revealed

ALLY SELBY  |  THURSDAY, 30 APR 2020
Colonial First State's superannuation team has revealed the burning questions financial advisers are asking at the moment, with the team frequently fielding queries on early access to super and new social security measures. The queries included ...

500 advisers exit during COVID-19

ELIZABETH MCARTHUR  |  THURSDAY, 23 APR 2020
Rainmaker analysis of the ASIC Financial Adviser Register shows that just shy of 500 financial advisers have left the industry in the last two months. From 27 February 2020 to 23 April 2020 the ASIC FAR dropped from 23,226 advisers (excluding time share ...

Seek financial advice: Hume

ELIZABETH MCARTHUR  |  WEDNESDAY, 22 APR 2020
... what taking $10,000 today means for you," Hume said. "We would suggest that people either talk to a trusted financial adviser if they're confused or a registered tax agent or there's also a very handy calculator on [the Money Smart -] ASIC's ...