Search Results | Showing 1 - 10 of 37 results for %22Commodity Futures Trading Commission%22 |
| | ... continues," Wadhwa said. As part of the crackdown on maintaining proper recordkeeping, the Commodity Futures Trading Commission separately fined Wells Fargo Bank, BNP Paribas Securities, SG Americas Securities, Société Générale, Bank of Montreal ... |
| | | ... civil enforcement action charging Changpeng Zhao, the group's chief executive, and three entities for violating the Commodity Exchange Act and CFTC regulations. The Monetary Authority of Singapore put Binance on an investor alert list, warning them that ... |
| | | Binance and its chief executive Changpeng Zhao have been charged by the Commodity Futures Trading Commission (CFTC) following claims of "willful evasion of US law." The CFTC announced it filed a civil enforcement action in the US District Court against ... |
| | | ... Exchange Commission, Biden has nominated Gary Gensler. Gensler served as chair of the US Commodity Futures Trading Commission from 2009 to 2014, leading the Obama-Biden Administration's reform of the US$400 trillion swaps market. |
| | | ... Canada's Scotiabank reached settlement agreements with the US Department of Justice and the Commodity Futures Trading Commission over charges of metals market manipulation. |
| | | ... charges for allegedly violating anti-money laundering laws and basic compliance procedures. The Commodity Futures Trading Commission (CFTC) has charged co-founders Arthur Hayes (chief executive), Samuel Reed (chief technology officer), Gregory Dwyer ... |
| | | ... (US$920 million) after entering into an agreement with the US Department of Justice, the US Commodity Futures Trading Commission and the US Securities and Exchange Commission. The agreements with the three government agencies resolve investigations into ... |
| | | ... come as soon as this week - would squash investigations by the US Justice Department, the Commodity Futures Trading Commission and the Securities and Exchange Commission into whether traders rigged markets. This would be a record penalty for spoofing ... |
| | | ... for these kinds of scams. Criminal charges have also been filed in this matter and the US Commodity Futures Trading Commission has filed a civil action. The SEC wants return of ill-gotten gains to the misled investors with prejudgement interest and civil ... |
| | | ... Currency, Federal Deposit Insurance Corporation, the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission, Federal Insurance Office, Federal Housing Finance Agency, Financial Stability Oversight Council and various state offices. ... |
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