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Showing 51 - 57 of 57 results for "Class Order"

FSG; a step towards simplicity

The Australian Securities and Investments Commission (ASIC) has issued a class order outlining a more simple compliance regime under the Financial Services Guide (FSG) for financial advisers of retail clients. The class order, Information in a Financial ...

ASIC eases disclosure requirements on managed investment warrants

The Australian Securities and Investments Commission (ASIC) has issued a new class order easing disclosure requirements for ASX-traded warrants on managed investment products. Under the new order, disclosure requirements will be aligned with those applying ...

ASIC releases eLicensing V.4 and AFS Licensing Kit

The Australian Securities and Investments Commission (ASIC) today released the fourth version of its eLicensing system - together with an updated version of the Australian financial services (AFS) Licensing Kit - for entities wishing to apply for an ...

ASIC releases new policy on takeover relief

... Act). Significant new policies include clarifying that a partly paid share is in the same class as a fully-paid share, class order relief for companies that enter into listing rule escrows with holders, and class order relief so that employee share scheme ...

ASIC releases updated industry guides for AFS licence applicants

The Australian Securities and Investments Commission (ASIC) today released updated versions of its industry-specific guides, which are designed to help industry participants in the process of applying for an Australian financial services (AFS) licence. ...

ASIC releases class order exemption relating to AFSL requirements

The Australian Securities and Investments Commission (ASIC) has released a class order exemption relating to the requirement to hold an Australian financial services licence (AFSL) for the provision or giving of financial product advice in certain documents. ...

Administered companies still obliged to report: ASIC

... and annual general meeting obligations of externally administered companies. PS 174 comes hand-in-hand with an ASIC class order that exempts companies in liquidation from the financial obligations in part 2M.3 of the Corporations Act. "ASIC's view is ...
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