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Showing 51 - 60 of 66 results for "ASIC Commissioner John Price"

ASIC bans SMSF adviser

ALEX BURKE  |  MONDAY, 9 NOV 2015
... a financial adviser engages in dishonest conduct, ASIC will remove them from the industry," said ASIC commissioner John Price.

ASIC issues digital disclosure guidance

ALEX DUNNIN  |  TUESDAY, 28 JUL 2015
... communication styles such as those incorporating interactive multi-media, said ASIC in a statement. ASIC Commissioner John Price said, "This can boost consumer understanding of financial services and products." "The measures announced today respond to ...

ASIC bans auditor and adviser

ALEX BURKE  |  WEDNESDAY, 15 JUL 2015
... Australian investors, it is critical that approved SMSF auditors perform their role adequately," said ASIC commissioner John Price. "ASIC will continue to work with the ATO in acting to identify and remove auditors whose audit quality performance falls ...

ASIC bans convicted fraud "mastermind"

ALEX BURKE  |  FRIDAY, 22 MAY 2015
... serious fraud in the UK was motivated by greed and demonstrates a clear lack of integrity," said ASIC commissioner John Price. "ASIC's ban protects Australian consumers. It will prevent him from ever working in financial services in Australia again." ...

ASIC bans former Patersons adviser for life

ALEX BURKE  |  FRIDAY, 13 MAR 2015
... operations. "This is an example of ASIC cracking down on inappropriate behaviour by financial advisers," ASIC commissioner John Price said. "ASIC will act to remove those financial advisers from the industry who engage in dishonest conduct." According ...

ASIC stops Bitcoin miner discussing IPO

ALEX BURKE  |  MONDAY, 16 FEB 2015
... who will not have the benefit of all material information that would be included in a prospectus," ASIC commissioner John Price said. "ASIC expects companies to be fully aware of their obligations regarding advertising or publicity that occurs before ...

Share trader jailed over $260,000 fraud

LAURA MILLAN  |  MONDAY, 3 NOV 2014
... matter following an investigation by the Australian Securities and Investments Commission (ASIC). ASIC commissioner John Price said: "Jones acted with complete disregard to the law and now must deal with the consequences of his behaviour." "ASIC does ...

ASIC asks FSI for more flexible toolkit

MARK SMITH  |  WEDNESDAY, 4 JUN 2014
... increase its scope to address market problems. Giving a speech at the Corporate Governance Forum, ASIC commissioner John Price said the financial services landscape had changed significantly since the 1997 Wallis Inquiry. Markets have become more integrated ...

ASIC warns of complacency over confidential information

MARK SMITH  |  TUESDAY, 27 MAY 2014
... robust industry standards, ensures retail investors can be confident in the integrity of the market," ASIC Commissioner John Price said. "However, it's important for companies not to become complacent. They should address any perception - real or otherwise ...

ASIC sets its sights on hybrid securities

MARK SMITH  |  THURSDAY, 6 FEB 2014
... in practice. "ASIC is committed to addressing the concerns that these complex products present," ASIC commissioner John Price said. "Investor education is critical in this work. Investors must think hard about whether hybrids are suitable for them, weigh ...

Editor's Choice

NovaPort Capital team calls it a day

JAMIE WILLIAMSON
The team at small caps manager NovaPort Capital have decided to hang up their boots.

Industry fund merger postponed

ANDREW MCKEAN
Mine Super and TWUSUPER have reported "significant progress" towards their merger, but it has been pushed back.

Fidelity shutters, delists funds

KARREN VERGARA
Fidelity International is terminating an international fixed interest strategy that failed to scale, as well as delisting a managed fund.

Super funds to solve the housing crisis?

ANDREW MCKEAN
Association of Superannuation Funds of Australia (ASFA) chief executive Mary Delahunty said at the Australian Shareholders' Association Conference yesterday that addressing the supply side of the housing crisis requires an infusion of private capital.

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