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Showing 11 - 16 of 16 results for "Mark Adams"

Interim relief for super fund product disclosure extended

... statements for the products offered as part of the different investment strategies of the fund. Director of policy for ASIC Mark Adams says, "ASIC has announced the extension to provide certainty for superannuation trustees about when they need to comply ...

ASIC amends stance on wholesale foreign financial service providers

... regulatory requirements and the amount of time ASIC spends considering the breach. ASIC director of regulatory policy Mark Adams says, "The amendments issued today are part of ASIC's ongoing facilitation of FFSP's provision of financial services in Australia. ...

ASIC moves to fine tune financial services guides

... disclosure to consumers and therefore improve the effectiveness of FSGs," says ASIC's director of regulatory policy Mark Adams. Currently regulations 7.7.04(2) and 7.7.07(2) under the Corporations Act 2001 requires FSGs to include specific and additional ...

Licensing relief for securitisation special purpose vehicles

... financial products either on the advice of or under the supervision of an AFSL holder. ASIC director of regulatory policy Mark Adams said "the relief from licensing provisions is based on our understanding, that where securitisation entities are established ...

ASIC consults over super fund product choice

... product accessible by members of the fund employing a particular investment strategy. ASIC director of regulatory policy Mark Adams said "the proposed relief enhances the options under the law that are available to superannuation trustees for delivering ...

Wholesale foreign financial service providers get ASIC relief

... Discretionary Powers - wholesale foreign financial services providers (PS 176)', ASIC Director, Regulatory Policy, Mr Mark Adams, said.
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