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Showing 51 - 60 of 388 results for issuers

Westlawn Financial Services cops stop orders

CHLOE WALKER  |  MONDAY, 24 OCT 2022
... an opportunity to make submissions before a decision is made about a final stop order. "ASIC reminds financial product issuers that under DDO, they must define target markets for their products appropriately, having regard to the risks and features of ...

BNP Paribas names APAC head of stewardship

CHLOE WALKER  |  FRIDAY, 30 SEP 2022
... said. "Jane will be a hugely valuable addition to the Global Sustainability Centre as we increase our engagement with issuers in the region." Meanwhile, Chin said that the addition of Ho to the Asia Pacific sustainability team will be invaluable as BNP ...

ASIC issues stop order on third property fund

CASSANDRA BALDINI  |  FRIDAY, 30 SEP 2022
... addressed in a timely manner, a final stop order will be placed on the fund," it warned. ASIC reminded financial product issuers that under DDO, they must define target markets for their products appropriately, having regard to the risks and features ...

Still work to do on QAR: Levy

CASSANDRA BALDINI  |  FRIDAY, 23 SEP 2022
... there is a lot of consistency with what Maroney said. "What our members are talking about, is what is it that product issuers can do without a relevant provider. So, let's call them irrelevant providers for now," she laughed. "There's a concern ...

Consultation opens on crypto regulation bill

ANDREW MCKEAN  |  MONDAY, 19 SEP 2022
... released a draft bill for consultation that introduces licences for digital asset exchanges, custody services, stablecoin issuers, and instigates disclosure requirements for Chinese state-owned banks that facilitate e-Yuan in Australia. Bragg cited the ...

ASIC extends binary options ban

ANDREW MCKEAN  |  TUESDAY, 6 SEP 2022
... order. The report summarises ASIC's analysis of the impact of the order, using data from five licensed binary option issuers. The report highlights issues raised in submissions to Consultation Paper 362 Extension of the binary options product intervention ...

Franklin Templeton expands fixed income team

CHLOE WALKER  |  THURSDAY, 1 SEP 2022
... firm's analysis of fixed income markets. As a credit analyst, Lim will be responsible for researching corporate credit issuers across Australia and Asia Pacific. He is also part of the Franklin Templeton Fixed Income global credit research group. ...

ASIC issues first DDO stop orders

JAMIE WILLIAMSON  |  THURSDAY, 28 JUL 2022
... has had sufficient time to implement the DDO regime. "We have targeted surveillances underway to check whether product issuers and distributors are complying with their design and distribution obligations. We will continue to look at defective TMDs ...

Local ETF industry flows positive, lower FUM: BetaShares

ANDREW MCKEAN  |  MONDAY, 18 JUL 2022
... traditional 'buy and hold' use case". Issuer flows remained concentrated in the first half of 2022. The top two issuers, Vanguard and BetaShares, received 62% of the industry flows. This figure was dominated by Vanguard's broad market products ...

Impax Asset Management names APAC sustainability lead

JAMIE WILLIAMSON  |  WEDNESDAY, 13 JUL 2022
... "Nana will be a hugely valuable addition to our sustainability and ESG team as we increase our coverage and analysis with issuers in the region," she said. "She will pay a crucial role in leading Impax's sustainability and stewardship work in Asia Pacific." ...