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Showing 11 - 15 of 15 results for "SFC"

Fundies caught in $5m heist

SFC RELEASE  |  TUESDAY, 4 MAY 2010
... after it caught the fund's directors guilty of insider trading - twice. Last August, the Securities and Futures Commission (SFC) applied for an injunction order to freeze up to $4 million (HK$29.9 million) of assets of the fund and three of its senior ...

HK investors win big on game show

COMPANY RELEASE  |  MONDAY, 19 OCT 2009
... game show where contestants can win up to $7,000 in cash prizes. The first round of the Securities and Futures Commission (SFC)'s Investment Triathlon, which has been running for three years, is run through the Hong Kong Economic Times newspaper. The ...

Hong Kong cracks down on Lehman Bros

RUTH LIEW  |  WEDNESDAY, 15 JUL 2009
... 16 banks. They have been reviewed by the HKMA, which determined that there are sufficient grounds for referring them to the SFC to facilitate its investigations into the banks. The HKMA said it had received more than 21,000 complaints up to 9 July concerning ...

Aust and HK strengthen retail ties

RUTH LIEW  |  TUESDAY, 8 JUL 2008
... markets following ASIC's signing of a mutual recognition declaration with the Hong Kong Securities and Futures Commission (SFC). For the first time, Australian managed investment schemes will be available to investors in Hong Kong, subject to certain ...

Mainland China and HK unite for mutual funds

MICHAEL HOBBS  |  TUESDAY, 18 SEP 2007
... Investment Funds Association (HKIFA) said. Hosted by HKIFA, the forum allowed the Hong Kong Securities and Futures Commission (SFC), China Securities Regulatory Commission (CSRC) to discuss issues that affect all three institutions. The growth of the ...
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