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Showing 141 - 150 of 3165 results for %22New York%22

Microcap manipulators caught out

ANNABELLE DICKSON  |  THURSDAY, 24 SEP 2020
... controlled by Wexler. Sripetch and McAlpine managed to sell around 340,000 shares before the SEC suspended trading. SEC New York regional director Richard Best said: "As we alleged in the complaint, the defendants created a sophisticated network that ...

Index manager, friend charged for insider trading

KANIKA SOOD  |  TUESDAY, 22 SEP 2020
... The SEC identified Yang's employer as 'Company A' in a summary of allegations filed with a US court but said it was a New York corporation and provided ratings, benchmarks, research and analytics to capital and commodity markets worldwide. The SEC charged ...

Aware Super joins forces with Dutch pension fund

ALLY SELBY  |  THURSDAY, 17 SEP 2020
... €524 billion in pension assets for the pension funds in these sectors. APG has offices in Heerlen, Amsterdam, Brussels, New York and Hong Kong.

VFMC director nabs global role

ALLY SELBY  |  TUESDAY, 15 SEP 2020
... across funds management and superannuation. Maria Wilton will now serve as the global association's vice chair, while New York-based Daniel Gamba has been appointed as the chair of the board of governors. CFA Institute president and chief executive ...

Realindex appoints former BlackRock executive

ANNABELLE DICKSON  |  TUESDAY, 15 SEP 2020
... considerations," Francis said. Nash has also been a lecturer at the University of Technology Sydney in financial econometrics and at New York University teaching foundations of finance. Commenting on her appointment Nash said: "I am pleased to be joining ...

Fund manager charged with fraud

ALLY SELBY  |  FRIDAY, 4 SEP 2020
... provisions, with the regulator seeking both a permanent injunction and civil penalties in the federal district court in New York. Simultaneously, the US Attorney's Office for the Southern District of New York has announced it is pursuing criminal charges ...

Chief economist update: Australia on top despite recession

BENJAMIN ONG  |  FRIDAY, 4 SEP 2020
... the list, King of the hill, A number one..." It may not be Einstein's "relativity theory" or Frank Sinatra's New York, New York but Australia's doing better relative to our peers. Comparing apples with apples (pun intended), the 6.3% contraction ...

First Sentier takes stake in renewable energy

ELIZA BAVIN  |  TUESDAY, 1 SEP 2020
... First Sentier Investors (FSI) announced it has acquired a 40% stake in Terra-Gen from Energy Capital Partners (ECP). New York-based Terra-Gen develops, constructs, and operates utility-scale wind, solar, energy storage, and geothermal electrical generation ...

Global fund manager enters Australian market

KARREN VERGARA  |  MONDAY, 24 AUG 2020
... multi-cap equity strategies focused on addressing United Nations Sustainable Development Goals (SDG). It has offices in New York, Boston and Toronto. Promethos's investment strategies include investing in companies committed to promoting gender diversity ...

Westpac offloads vendor finance business

ALLY SELBY  |  FRIDAY, 21 AUG 2020
Westpac has sold its vendor finance business to a New York-headquartered private equity firm, in the first sale from the bank's strategic review stable. Cerberus Capital Management has acquired Westpac's Strategic Alliances, with the equipment ...