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Showing 121 - 123 of 123 results for %22financial abuse%22

ASIC made record enforcements in 2003-4: report

AAP  |  THURSDAY, 6 NOV 2003
... $2 million being frozen. The watchdog fined or banned 16 people from directing companies, and 39 people from offering financial services, and disciplined eight company auditors and liquidators for misconduct. ASIC chairman David Knott said the regulator ...

ASIC to review accounting practices of 440 Australian entities

... Investments Commission (ASIC) today announced that it would review 440 publicly listed Australian entities as part of its financial reporting surveillance programme for 2003-04. "ASIC will review the financial reports of 440 publicly listed Australian ...

Conroy cautions superannuation funds on use of hedge funds

... investment strategy. Echoing the argument put forward by the Australian Prudential Regulation Authority (APRA), Conroy told a Financial Planning Association lunch that although he didn't oppose the use of hedge funds, "trustees should be aware of the ...