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| | Interactive Brokers is paying a fine of more than $830,000 after it failed to identify suspicious trades conducted by a client. Between March and November 2021, certain Closing Single Price Auction (CSPA) orders in Orthocell (OCC) were allowed by Interactive ... |
| | | ... OTPP chief investment officer Ziad Hindo announced he will leave the fund at December end, capping 23 years with the organisation. Since 2000, Hindo held several senior roles with OTPP before being appointed to the top job in June 2018. OTPP chief executive ... |
| | | A new study shows that while most local financial services marketers believe compliance teams get in the way of them getting their job done, those same compliance specialists think marketers are just looking for someone else to blame when marketing ... |
| | | ... reinforced that actions taken should align with specific characteristics such as the nature, scale, and complexity of each organisation. Further, it should also consider factors such as the criticality and sensitivity of key assets held. "This includes ... |
| | | ClearView has appointed Sharon Leong to the newly created position of chief of staff. Leong will report to ClearView managing director Nadine Gooderick and work with the executive leadership team to oversee the execution of the group's refreshed ... |
| | | ISPT has added Andrew Dean to its executive leadership team as chief legal, risk, and safety officer. Dean has over 15 years' experience leading legal, risk, and safety teams in the property industry across the Asia Pacific region. In his new role ... |
| | | ... sustainability. FAC's managing partner Brian Wyborn told Financial Standard the Aussie foundation had provided the organisation with a grant to scale, grow, and get to the catalytic space at the big end of town.. "Thanks to the PRF's trust in FAC ... |
| | | The Global X Cybersecurity ETF (BUGG) invests in the rapidly growing cybersecurity industry, with a management fee of 0.47% per annum. BUGG tracks the Indxx Cybersecurity Index, targeting companies that derive more than half of their revenue from cybersecurity ... |
| | | The investment industry's digital transformation will be accelerated using artificial intelligence (AI) and big data, both of which stand out as some of the most influential factors in coming years. The CFA Institute's Research and Policy Centre's ... |
| | | ... in building out our ISG capability and capacity, whilst preserving important elements of our past," it said. "The organisation is confident that these adjustments will better position them to support advisers and provide innovative solutions for their ... |
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