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Showing 81 - 90 of 576 results for "Lodge"

James Mawhinney files appeal

ELIZABETH MCARTHUR  |  TUESDAY, 15 JUN 2021
Embattled Mayfair 101 founder James Mawhinney is maintaining his innocence, fighting his 20-year ban from soliciting and receiving funds in relation to financial products. Mawhinney has retained Roberts Gray Lawyers and has lodged an appeal with the ...

ASIC bans adviser over $5m fraud

ELIZABETH MCARTHUR  |  TUESDAY, 8 JUN 2021
ASIC has permanently banned former Sentinel Wealth financial adviser Gavin Fineff, after he was charged with misappropriating between $3.3 and $5 million of client money. On May 7, Fineff was arrested and charged by New South Wales Police with 18 offences ...

Global Merces MD cops ASIC ban

KARREN VERGARA  |  MONDAY, 31 MAY 2021
... Merces' failure to comply with its AFSL conditions and replace key persons named on its licence. Global Merces also failed to lodge audit reports for the group and registered managed investment schemes, as well as auditors' reports for the 2018 and 2019 ...

ATO cracks down on crypto

ANNABELLE DICKSON  |  MONDAY, 31 MAY 2021
... explain their tax obligations and review previously lodged returns. "We also expect to prompt almost 300,000 taxpayers as they lodge their 2021 tax return to report their cryptocurrency capital gains or losses," ATO assistant commissioner Tim Loh said. ...

ASIC cancels AFSLs

ANNABELLE DICKSON  |  TUESDAY, 25 MAY 2021
... The corporate regulator has cancelled the Australian financial services licences (AFSL) of two providers for failing to lodge audited financial accounts and failing to maintain an AFCA membership. Victorian-based financial services provider and mortgage ...

Advisers to go forth with claims handling

ANNABELLE DICKSON  |  MONDAY, 26 APR 2021
... Act 2020 and expand and clarifies the types of situations that must be reported to ASIC. ASIC will require licensees to lodge breach reports in a prescribed form within 30 calendar days after the licensee is aware of a reportable situation. However ...

ASIC opens breach reporting consultation

ANNABELLE DICKSON  |  THURSDAY, 22 APR 2021
... October 2021, will impact AFS licensees and are to also be extended to credit licensees. ASIC will require licensees to lodge breach reports in a prescribed form within 30 calendar days after the licensee is aware of a reportable situation. There will ...

BGL expands product range overseas

KARREN VERGARA  |  TUESDAY, 13 APR 2021
... team has been working tirelessly to build CAS 360 Singapore, adding that the firm is the first business approved by ACRA to lodge company annual returns electronically. BGL has been operating in Singapore for over 20 years. It recently connected its ...

Time running out for claims licences

ELIZABETH MCARTHUR  |  FRIDAY, 9 APR 2021
... latest date that ASIC can process applications to meet the June 30 legislative deadline. "Time is running out for firms to lodge their applications with ASIC. To date we've received fewer than 15 applications for the new claims handling and settling ...

Link Group announces new partnership

ELIZABETH MCARTHUR  |  WEDNESDAY, 7 APR 2021
Link Group has partnered with a retirement specialist to expand its advisory offering for superannuation clients. The new partnership with SuperEd's Retirement Essentials is designed to allow Link to advise super clients on ways to make sure their ...