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Showing 21 - 30 of 96 results for "Magistrates Court"

Former adviser hit with criminal charges

KARREN VERGARA  |  MONDAY, 30 AUG 2021
... charged with breaching a financial services banning order on three occasions after appearing at the Brisbane Magistrates Court on August 27. ASIC banned Toledo from providing financial services for seven years in 2017 after he failed to act in the best ...

Fund manager hit with serious charges

KARREN VERGARA  |  FRIDAY, 21 MAY 2021
... slashes the managed funds application process to five minutes, FUND.ID Grofski appeared before the Brisbane Magistrates Court. She was released on bail and the matter adjourned to 16 July 2021.

Former Apogee adviser charged with deception

ANNABELLE DICKSON  |  TUESDAY, 2 MAR 2021
... authority in October 2017. The matter has been adjourned to a committal mention hearing on 21 April 2021 at the Magistrates Court in Victoria.

ATO begins stimulus fraud convictions

ELIZA BAVIN  |  THURSDAY, 25 FEB 2021
... stimulus measures in relation to COVID-19 with the first conviction. Raed Saleh was convicted in the Heidelberg Magistrates Court of three counts of making a false and misleading statement to the Commissioner of Taxation. The ATO said Saleh made the ...

Director charged with dishonest conduct

ANNABELLE DICKSON  |  FRIDAY, 4 DEC 2020
The Melbourne Magistrates Court has charged a man with seven counts of dishonest conduct following a referral from the Australian Securities and Investments Commission (ASIC). In addition to the seven counts, Mudasir Mohammed Naseeruddin as also charged ...

Former Financial Circle director charged

ELIZA BAVIN  |  MONDAY, 16 NOV 2020
... units. After initially being charged on 27 May 2020, Fuoco's matter was listed for first mention in the Melbourne Magistrates Court on 5 November 2020. On that date, the matter was adjourned to 28 April 2021. Fuoco was not required to enter a plea. Financial ...

Former adviser faces fraud charges

ALLY SELBY  |  MONDAY, 31 AUG 2020
... has been charged with 10 counts of fraud, totaling nearly $1 million. Brett Andrew Gordon faced Maroochydore Magistrates Court over the fraud charges following an extensive ASIC investigation. Gordon was previously the director of Refocus Financial Group ...

AFP charges early release scammers

ELIZABETH MCARTHUR  |  MONDAY, 10 AUG 2020
... maximum penalty for the offence is five years in prison. Another 41-year-old woman will appear in Pine Rivers Magistrates Court on September 2 and a 36-year-old woman is expected to appear in Southport Magistrates Court on September 4. They are both ...

Rio Tinto decision exposes limits of super engagement

ELIZABETH MCARTHUR  |  TUESDAY, 7 JUL 2020
... sacred site in the Northern Territory known as Two Women Sitting Down. OM Holdings was convicted by the Darwin Magistrates Court in 2013 over one count of desecrating a sacred site and one count of damaging a sacred site. The company was fined $150,000. ...

Former AMP, Synchron adviser charged

HARRISON WORLEY  |  FRIDAY, 21 FEB 2020
... the 11 years of Dick's alleged dishonest use of client's funds. The matter was brought before the Townsville Magistrates Court on February 10, where Dick was granted bail but order to surrender his passport. According to the ASIC Financial Adviser Register ...