ASIC raises concerns over NSX listingsBY KARREN VERGARA | TUESDAY, 29 AUG 2017 12:39PMThe corporate regulator has raised a number of "concerning trends" in the way some foreign companies are admitted on the National Stock Exchange of Australia (NSX). Related News |
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Robert De Dominicis
CHIEF EXECUTIVE OFFICER
GBST HOLDINGS LIMITED
GBST HOLDINGS LIMITED
It was during a family sojourn to the seaside town of Pescara, Italy, Rob DeDominicis first laid eyes on what would become the harbinger of his future. Andrew McKean writes.
As a provider of financial lines insurance products that are not only to protect the consumers but are also critical in establishing industry standards necessary to professionalise and encourage the investor market, we are seeing many examples of investment companies not regulated at all. This appears to be a huge black hole firstly in the government administration program. But even when the companies are correctly licensed (and there are many 100's that are not) the requirements regarding sufficient professional indemnity insurance is inadequate with, in my view, little or few guidelines.