Search Results | Showing 71 - 80 of 896 results for %22Federal Court%22 |
| | ... investigates fees charged to client superannuation accounts. Last month, David Mario Valvo of Sydney was ordered by the Federal Court to surrender his passport while his assets and those of his business, Your Financial Freedom, were frozen. ASIC is investigating ... |
| | | ... capital return by 31 December 2023." The parties participated in a mediation on 29 June 2023, facilitated by former Federal Court judge Peter Jacobson. This was their second attempt at mediation, but they were unable to reach an agreement until AMP announced ... |
| | | ... operation of the conflicted remuneration laws introduced in 2012. Now, that appeal has been dismissed by the Full Federal Court. Again, ASIC has said it will carefully consider the judgment. "ASIC pursued this matter because conflicted remuneration has ... |
| | | ... return. We will review the decision to pause tranche three by no later than the end of the year." In July 2023, the Federal Court ruled against AMP over its controversial change to the Buyer of Last Resort (BOLR) rules, backing AMP Financial Planning ... |
| | | ... some payments made by customers were never even passed on to their creditors. ASIC has commenced proceedings in the federal court against Bakken Holdings Pty Ltd (Bakken), an operator of the debt management business Solve My Debt Now, following concerns ... |
| | | ... volatile investment products." "ASIC has long had concerns about these products, which were infamously described by one Federal Court judge as 'financial heroin hits," she said. "We consider, and the court in that case considered, CFDs to be little more ... |
| | | ... apply to advisers and firms who promote tax avoidance. It will also increase the time limit for the ATO to bring Federal Court proceedings on promoter penalties from four years to six years after the conduct occurred. Further, it explained limitations ... |
| | | ... other third-party service providers for greenwashing as well. Last month, ASIC announced it is taking Vanguard to federal court, alleging Vanguard "made false and misleading statements and engaged in conduct liable to mislead the public in representing ... |
| | | ASIC is taking former Dixon Advisory & Superannuation Services (DASS) director Paul Ryan to the Federal Court in an alleged breach of duties that led to creditors suffering significant losses. The corporate regulator believes Ryan put the interests ... |
| | | ... typically the case with ASIC investigations. The case against Mawhinney and Mayfair 101 is set to be reheard in the Federal Court of Victoria following a decision by the High Court last year. Separately, Mawhinney is suing ASIC and deputy chair Sarah ... |
|