Search Results | Showing 11 - 20 of 155 results for "Financial Adviser Register" |
| | ... authorised representatives overseeing $3 billion of FUA at the end of June, according to ASIC's Financial Adviser Register. Godfrey Pembroke currently has 59 advisers. The Heads of Agreement with Madison comes to light as Godfrey Pembroke advisers ... |
| | | ... actions available to it, providing a written reprimand," he said. A reprimand is not published on the Financial Adviser Register but is provided to an adviser's AFSL. "It's somewhat along the lines of saying, 'You didn't get this right ... |
| | | ... than 20, a Rainmaker analysis shows. Rainmaker's June 2023 Financial adviser report based on ASIC's Financial Adviser Register found that very are sticking around for the long haul. Only 7% of registered advisers have more than three decades of professional ... |
| | | ... population to 15,708 from 16,415 at the end of the 2023 financial year. Rainmaker analysis of ASIC's Financial Adviser Register found a 4% year-on-year decline in the adviser pool from 16,415 advisers practising in FY22. AMP Financial Planning lost a ... |
| | | ... Blackaby was licensed through Capstone Financial Planning from November 2016 to 16 June 2023. The ASIC Financial Adviser Register shows he has now ceased, with the terms of the undertaking being that he cannot carry on a financial services business ... |
| | | ... tested in the exam, ASIC said. About 15,810 are recorded as current financial advisers on ASIC's Financial Adviser Register (FAR). Nearly 3000 have ceased practising as advisers on the FAR and but can be re-authorised in the future. Some 950 passed ... |
| | | ... three months in 2015 and then by Diverse Advisers between June 2015 and June 2019, according to ASIC's Financial Adviser Register. ASIC alleges that, between 2017 and 2021, Arandez promoted and carried on a financial services business at which he directed ... |
| | | ... May 10, there are just 15,993 practising advisers, according to the association's modelling of ASIC's Financial Adviser Register. This equates to a 45% drop from the peak of 25,805 at the end of June 2019. Subsequently, the staggering demand for advice ... |
| | | ... authorisation was through Solar Financial Advisory which ceased in August 2017, according to the ASIC Financial Adviser Register. He was also previously licensed by Genesys Wealth Advisers and Charter Financial Planning. |
| | | ... that needs to be addressed. Of note, according to Rainmaker Information's breakdown of the ASIC Financial Adviser Register, financial adviser numbers are at their lowest in almost two decades, with a net 3250 (17.3%) exiting the sector last year. ... |
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