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Showing 91 - 100 of 100+ results for "Financial Adviser Register"

CBA sells advice dealer group

JAMIE WILLIAMSON  |  THURSDAY, 13 JUN 2019
... existing holdings in Count Financial firms, the bank said. According to Rainmaker analysis of the ASIC Financial Adviser Register, as of this morning Count Financial is home to 351 active financial advisers. CBA will continue to support and manage customer ...

International firm acquires advice group

JAMIE WILLIAMSON  |  WEDNESDAY, 12 JUN 2019
... solutions for emerging small- and mid-cap companies in Australia. According to Rainmaker analysis of ASIC's Financial Adviser Register, Patersons is home to 126 financial advisers, as at March 2019. Founded in 1903, it currently has about $13.6 billion ...

Advice dealer group shutters

HARRISON WORLEY  |  FRIDAY, 31 MAY 2019
... further business should be carried on under the agreements. According to Rainmaker analysis of the ASIC Financial Adviser Register, as at yesterday there are 33 financial advisers on Spectrum's books. Freedom said Spectrum will support authorised representatives ...

Former Beacon adviser banned

KANIKA SOOD  |  FRIDAY, 24 MAY 2019
... provided advice in 2004 and worked at The FinancialLink Group for about two years ending 2017, ASIC's Financial Adviser Register shows. The corporate regulator banned Bruni from providing any financial services permanently earlier this month. The banning ...

YBR overhauls wealth arm

KARREN VERGARA  |  FRIDAY, 17 MAY 2019
... commence to dispose, outsource or restructure its wealth functions. Rainmaker analysis of ASIC's Financial Adviser Register shows YBR has 62 authorised representatives as of yesterday. Franchisees will still be able to distribute wealth products ...

Rush of advisers sign up before FASEA deadline

ELIZABETH MCARTHUR  |  FRIDAY, 26 APR 2019
The final quarter of 2018 saw more than 4000 financial advisers sign up to ASIC's Financial Adviser Register. According to a Rainmaker analysis of ASIC data, an extra 4037 financial advisers registered as authorised representatives to meet FASEA's ...

Major advice licensee in possible best interest breach

JAMIE WILLIAMSON  |  THURSDAY, 4 APR 2019
... representatives was in the best interests of clients. According to Rainmaker analysis of ASIC's Financial Adviser Register, SMSF Advisers Network has 1043 advisers on its books, as at April 2019. The group was under surveillance by ASIC after the ...

ASIC bans former NAB, CBA advisers

JAMIE WILLIAMSON  |  THURSDAY, 24 JAN 2019
... 2015. ASIC determined Nguyen was likely to contravene financial services law again. According to ASIC's Financial Adviser Register, Nguyen ceased as an adviser and as a representative of Interprac this week. The regulator also banned Matthew Geappen ...

Super pool ripe for adviser picking

JAMIE WILLIAMSON  |  THURSDAY, 29 NOV 2018
... Baby Boomers. According to Rainmaker data, as at October 2018 there was 24,889 advisers on ASIC's Financial Adviser Register. With widespread predictions that up to 50% of existing advisers will exit the industry as a result of new education standards ...

Code of ethics still the main game: FPA

DARREN SNYDER  |  MONDAY, 19 NOV 2018
... public address. The FPA's head of policy and standards also briefly spoke about some updates to the ASIC Financial Adviser Register (FAR), which were meant to come into effect from January but have been delayed until next November. He also spoke about ...