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Showing 61 - 70 of 100+ results for "Financial Adviser Register"

Advisers serious about licensee due diligence

JAMIE WILLIAMSON  |  WEDNESDAY, 20 NOV 2019
... periods to existing licensees and clients, the group said. According to Rainmaker analysis of the ASIC Financial Adviser Register, as at November 14, the dealer group is home to 71 financial advisers.

Three advisers cop ASIC bans

KANIKA SOOD  |  WEDNESDAY, 20 NOV 2019
... licence ceased. Prior to this, she spent seven years at National Australia Bank, according to ASIC's Financial Adviser Register. In an order made on November 8, ASIC banned Peter Jianchao Xu, who was most recently employed at Neo Wealth Solutions until ...

Former Apogee, GPS Wealth advisers banned

JAMIE WILLIAMSON  |  THURSDAY, 7 NOV 2019
... from 2015 to 2018. Prior to this he was licensed by ANZ and, before that, IOOF. According to the ASIC Financial Adviser Register, Khaw is a certified financial planner and member of the Financial Planning Association of Australia. Meanwhile, ASIC has ...

Adviser moves show industry upheaval

ELIZABETH MCARTHUR  |  TUESDAY, 5 NOV 2019
Rainmaker analysis of ASIC Financial Adviser Register data has revealed hundreds of movements across advice dealer groups in just the last three months. From July to October end, Commonwealth Financial Planning lost over 100 advisers, going from 568 ...

FASEA chief unaware of dwindling adviser numbers

JAMIE WILLIAMSON  |  FRIDAY, 1 NOV 2019
... Stoker followed up by citing figures that show thousands of financial advisers have dropped off the ASIC Financial Adviser Register since the beginning of this year. Rainmaker analysis of the ASIC FAR shows, as of yesterday, there is 25,330 advisers ...

Super fund adviser numbers swell

KANIKA SOOD  |  TUESDAY, 22 OCT 2019
... their adviser numbers in the year while VicSuper shed four. The numbers are according to ASIC's financial adviser register. Despite the growth in adviser registration numbers, the super industry accounts for less than 4% of the total direct employment ...

Advice associations slammed

JAMIE WILLIAMSON  |  THURSDAY, 3 OCT 2019
... advocacy is a key reason for the adviser exodus already seen this year. Rainmaker analysis of the ASIC Financial Adviser Register shows there is now 25,522 active advisers in Australia as of today. At its peak, in January this year, there were 28,863. ...

Adviser cops three-year ban

KANIKA SOOD  |  WEDNESDAY, 25 SEP 2019
... broking and finance. He is also a member of the Association of Financial Advisers, according to ASIC's Financial Adviser Register. He started as a financial adviser in 2012 and worked for a number of licensees, including Spring Financial Group for three ...

Vote in the FS Power50 now

JAMIE WILLIAMSON  |  THURSDAY, 5 SEP 2019
... designed to promote the value of financial advice. Only financial advisers registered on ASIC's Financial Adviser Register as licensed to provide personal financial advice are qualified to proceed to the voting round. This means any nominations for ...

Government extends FASEA deadlines

KARREN VERGARA, JAMIE WILLIAMSON  |  FRIDAY, 30 AUG 2019
... Superannuation and Financial Technology Jane Hume announced new requirements for advisers registered on the Financial Adviser Register as of 1 January 2019. These advisers have been given an additional year - by 1 January 2022 - to complete the FASEA-approved ...