Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 121 - 130 of 160 results for "Financial Adviser Register"

Super fund adviser numbers swell

KANIKA SOOD  |  TUESDAY, 22 OCT 2019
... their adviser numbers in the year while VicSuper shed four. The numbers are according to ASIC's financial adviser register. Despite the growth in adviser registration numbers, the super industry accounts for less than 4% of the total direct employment ...

Advice associations slammed

JAMIE WILLIAMSON  |  THURSDAY, 3 OCT 2019
... advocacy is a key reason for the adviser exodus already seen this year. Rainmaker analysis of the ASIC Financial Adviser Register shows there is now 25,522 active advisers in Australia as of today. At its peak, in January this year, there were 28,863. ...

Adviser cops three-year ban

KANIKA SOOD  |  WEDNESDAY, 25 SEP 2019
... broking and finance. He is also a member of the Association of Financial Advisers, according to ASIC's Financial Adviser Register. He started as a financial adviser in 2012 and worked for a number of licensees, including Spring Financial Group for three ...

Vote in the FS Power50 now

JAMIE WILLIAMSON  |  THURSDAY, 5 SEP 2019
... designed to promote the value of financial advice. Only financial advisers registered on ASIC's Financial Adviser Register as licensed to provide personal financial advice are qualified to proceed to the voting round. This means any nominations for ...

Government extends FASEA deadlines

KARREN VERGARA, JAMIE WILLIAMSON  |  FRIDAY, 30 AUG 2019
... Superannuation and Financial Technology Jane Hume announced new requirements for advisers registered on the Financial Adviser Register as of 1 January 2019. These advisers have been given an additional year - by 1 January 2022 - to complete the FASEA-approved ...

No extension to FASEA deadline

JAMIE WILLIAMSON  |  WEDNESDAY, 28 AUG 2019
... applying to study courses relevant for financial advisers. However, recent Rainmaker analysis of the ASIC Financial Adviser Register shows close to 3000 authorised representatives have exited the industry this calendar year to date alone. Asked by Financial ...

Down but not out: Top advisers adapt

ELIZABETH MCARTHUR  |  MONDAY, 26 AUG 2019
Latest figures from ASIC's Financial Adviser Register (FAR) paint a telling picture of the state of Australia's financial advice sector, with close to 3000 advisers dropping out of the industry since February. According to Rainmaker analysis, the official ...

Spectrum Wealth representatives find new homes

ELIZABETH MCARTHUR  |  MONDAY, 29 JUL 2019
... Spectrum reported it has stopped providing financial services. According to Rainmaker analysis of the ASIC Financial Adviser Register, there are now no advisers on Spectrum's books. Spectrum had 98 advisers under its licence in January this year - that ...

Sam Henderson cops ASIC ban

KANIKA SOOD, JAMIE WILLIAMSON  |  WEDNESDAY, 24 JUL 2019
... said the investigation into Henderson's conduct is continuing, but the ban will be recorded on the Financial Adviser Register and the Banned and Disqualified Register. Henderson has already been fined $50,000 by the Financial Planning Association ...

Former Westpac adviser permanently banned

JAMIE WILLIAMSON  |  WEDNESDAY, 26 JUN 2019
... their life when they could not possibly rebuild their assets ahead of retiring. According to the ASIC Financial Adviser Register, Luthra was licensed by Westpac from March 2013 to April 2016. He is also a member of the Financial Planning Association ...