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SEC fines UBS Financial Services over fraud charges

In the US, UBS Financial Services has agreed to pay US$25 million to settle fraud charges related to a complex options trading strategy it sold to investors without adequately educating their financial advisers on the product's risks.

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Read more: USSECUBS Financial ServicesYESAdvisoryComplex Financial Instruments UnitDivision of EnforcementExchange CommissionOsman NawazSecuritiesYield