|Search Results||Showing 1 - 10 of 100+ results for "SEC"|
|... Commission awarding them a combined US $570,000. The first whistleblower received US $478,000 and the second US $94,000. The SEC did not reveal which cases the whistleblowers helped to crack, but said the substantially higher amount for one whistleblower ...|
|... company, as well as putting at least US$6.3 million into his own pocket (as undisclosed loans to himself and his companies). SEC Miami regional director Eric Bustillo said Williams blindsided investors. "Kinetic Group's and Williams' misrepresentations ...|
|... restrict the use of potentially misleading fund names. ESG, responsible and ethical funds are under the spotlight as the SEC seeks to protect consumers from marketing and ensure that funds are really doing what they claim they are. "This request for ...|
|... charged a prominent actor for failing to disclose payments he received for promoting an investment in a bitcoin offering. The SEC found Steven Seagal had not disclosed that he was promised $380,000 (US$250,000) in cash and $1,140,000 (US$750,000) worth ...|
|... world's fourth largest bank since 2016. The $4.5 billion (US$3 billion) settlement with the Securities and Exchange Commission (SEC) and the US Department of Justice (DOJ) resolves all criminal and civil charges against the besieged bank. In settlement ...|
|The Securities and Exchange Commission (SEC) has settled charges against a blockchain startup, after it raised $68 million through an unregistered "initial coin offering". Enigma MPC, based in San Francisco and Israel, raised approximately $68 million ...|
|... scheme has targeted the Amish community in the US, with the Securities and Exchange Commission now bringing charges. The SEC's complaint alleges Philip Riehl provided accounting services to Amish and Mennonite communities and developed his own investment ...|
|... Securities and Exchange Commission for allegedly running a Ponzi scheme worth just under $1.5 billion (USD$1billion). The SEC has charged Jeffery and Paulette Carpoff with violating antifraud provisions of USfederal securities laws by allegedly running ...|
|... INTERNATIONAL LISTED PROPERTY Dimensional Global Real Estate Trust (unhedged Class Units) Macquarie true Index Glob Real Estate Sec Quay Global Real Estate Fund Resolution Capital Global Property Securities Fund (unhedged) - Series II Vanguard International ...|
|... Russell for an alleged scheme that defrauded investors who thought they were buying interests in a marijuana company. The SEC estimates the amount invested in the fictitious company amounts to approximately US $4.85 million. Griffithe is accused of selling ...|
Australia's superannuation sector is fighting a war on three different fronts, as the economic fallout of COVID-19 continues to bite.
Significant hikes in group insurance premiums have been put down to the Protecting Your Super reforms - with members of four superannuation funds facing premium increases of 34%.
APRA has asked superannuation funds to submit their in-house modelling on the magnitude of impact they are expecting from the Federal Government's special allowance for early release from superannuation.
Zenith Investment Partners wants to reverse out of its planned $12 million purchase of Chant West's superannuation business, saying the latter has been materially affected since February, but Chant West is digging its heels in.
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