Search Results | Showing 1 - 10 of 16 results for "Mark Adams" |
| | ... Premier and Cabinet. Finally, ASIC has also appointed several regional commissioners to work with local stakeholders. Mark Adams has been appointed regional commissioner for New South Wales, John Wallace will take care of Victoria and Rhian Richards ... |
| | | ... Gibney and general manager of insurance Louis Serret. They report to executive general manager of specialised solutions Mark Adams. She was MLC Life's lead customer officer for the group insurance arm for more than three years and helped develop the ... |
| | | ... represents the second major addition to APRA in the last month, with former Versent acting chief operating officer Mark Adams appointed to executive general manager, specialised institutions. Adams joined APRA on December 4; replacing Ben Gully who resigned ... |
| | | APRA has appointed a new executive general manager, specialised institutions. Mark Adams joins the regulator from Versent, where he was acting chief operating officer. Before that, he was executive general manager, digital banking at UBank, and held ... |
| | | ... this happened with the full knowledge of senior ASIC staff. Wheeldon quoted the then ASIC head of regulatory policy Mark Adams as saying that "he didn't want to be responsible for anyone to say that the regulatory branch was responsible for any delay ... |
| | | ... distributor, ASIC believes strict compliance may be disproportionately burdensome," said director of policy and research, Mark Adams. Such strict compliance costs were especially difficult to maintain when the group purchasing bodies were small industry ... |
| | | ... firmly decided that both are financial products and operators need an Australian Financial Service License (AFSL). Mark Adams, ASIC's director of regulatory policy and research, said, "ASIC considers that superannuation clearing houses and electronic ... |
| | | ... their decision to choose an investment strategy from the available strategies," ASIC's director of policy and research, Mark Adams. PS 184 also details some relief for trustees relating specifically to the amounts of information that is required in the ... |
| | | ... advice warning, this relief makes it easier for retail clients to understand the warning when it is given orally,' said Mark Adams, ASIC's director of Policy and Research. Adams added that this also reduces the regulatory burden on general advice providers. ... |
| | | ... that distinguishing general advice from personal advice is not always easy," says ASIC's director of regulatory policy Mark Adams. The guidance broadly considers the questions; Do I need to follow the exact wording in the Corporations Act when I give ... |
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