Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 10 of 57 results for "Class Order"

ASIC extends ETF class order

KARREN VERGARA  |  TUESDAY, 19 MAR 2024
... of all types of exchange traded funds (ETFs) and not only those that are passively managed and track an index. The class order allows relief that include exemptions for the equal treatment relief for responsible entities and corporate directors, enabling ...

Potential reporting relief for trustees: ASIC

CHLOE WALKER  |  TUESDAY, 7 NOV 2023
... by trustees must align with information provided to the Australian Prudential Regulation Authority (APRA). The ASIC Class Order [CO 14/541] was first launched in 2013 and aims to provide relief from this section of the SIS Act. ASIC said the exemption ...

ASIC revisits IDPS sunsetting orders

ANDREW MCKEAN  |  TUESDAY, 28 MAR 2023
ASIC is seeking feedback from the investment management sector as it reviews investor directed portfolio services (IDPS) and IDPS-like schemes, with a focus on remaking sunsetting class orders. ASIC has released Consultation Paper 369 (CP369) Remaking ...

ASIC consults on sunsetting class orders

JAMIE WILLIAMSON  |  TUESDAY, 21 MAR 2023
... orders related to managed investment schemes and corporate directors of corporate collective investment vehicles. Class Order [CO 13/519] Changing the responsible entity ; and Class Order [CO 13/656] Equality of treatment impacting on the acquisition ...

Throw out financial services law clutter: ALRC

ANDREW MCKEAN  |  WEDNESDAY, 5 OCT 2022
The Australian Law Reform Commission's (ALRC) second interim report to reduce complexity in financial services legislation proposes an alternative model that's more coherent and principled, and "embraces minimalism." The ALRC's proposed legislative ...

ASIC releases guidance on super, retirement calculators

ANDREW MCKEAN  |  TUESDAY, 5 JUL 2022
... products." Super calculators and retirement estimates may involve personal financial advice, but ASIC chooses to give class order relief from Australian Financial Services (AFS) licensing and personal advice requirements for tool providers. Under ASIC's ...

ASIC extends relief for retirement estimates

CHLOE WALKER  |  THURSDAY, 31 MAR 2022
... superannuation trustees to continue to use the relief when sending annual statements to members for this financial year. ASIC's class order 'Relief for providers of retirement estimates' gave conditional relief from the licensing, conduct and disclosure ...

ASIC changes ETF market maker rules

KARREN VERGARA  |  TUESDAY, 22 JUN 2021
... easier for offshore market makers to work with ASX-listed and Chi-X listed ETFs. The corporate regulator has amended Class Order 13/721 [CO 13/721] to remove the requirement that an authorised participant must be an Australian resident for tax purposes. ...

ASIC defers portfolio holdings disclosure deadline

KARREN VERGARA  |  WEDNESDAY, 9 DEC 2020
... will allow additional time for the government to make the regulations, ASIC explained, adding that an amendment to Class Order 14/443 reflects the deferral. "Depending on when regulations are made, ASIC may shorten the period of the relief by a further ...

ASX revises capital raising measures

ELIZA BAVIN  |  WEDNESDAY, 16 SEP 2020
... measures were implemented back in March in response to the extreme market volatility being experienced. It introduces two class order waivers to help listed entities affected by COVID-19 to raise urgently needed capital. The ASX said the waivers will ...
PAGE:
1
PREVIOUS
NEXT