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Showing 1 - 10 of 36 results for %22PricewaterhouseCoopers Securities%22

Almost 3000 advisers gone in 2020

ELIZABETH MCARTHUR  |  FRIDAY, 18 DEC 2020
... Group lost 162 and Commonwealth Financial Planning lost 125. Merit Wealth was down 55 advisers, PricewaterhouseCoopers Securities went from 56 to just two financial advisers during the year and Lonsdale also shed 44 advisers. Meanwhile, Lifespan Financial ...

Almost 2000 advisers gone so far in 2020

ELIZABETH MCARTHUR  |  TUESDAY, 21 JUL 2020
... start of the year, and Elders, which is being wound down shed virtually all their advisers. PriceWaterhouseCoopers Securities went from having 56 advisers registered to two in the last six months. Merit Wealth lost 45, while Ausure lost 42. Consilium ...

Platform error forces NAB to pay further compensation

LAURA MILLAN  |  MONDAY, 5 MAY 2014
... Investment Commissions (ASIC), which recommended the appointment of an independent expert to conduct a review. PricewaterhouseCoopers (PwC) is reviewing the adequacy of compensation already paid and the process adopted to identify customers potentially ...

ASIC should regulate SMSFs as a financial product: PwC

LAURA MILLAN  |  WEDNESDAY, 9 APR 2014
PricewaterhouseCoopers (PwC) has recommended that individual self-managed super funds (SMSF) should be treated as a financial product regulated by the Australian Securities and Investments Commission (ASIC). In a submission to the Financial System Inquiry ...

Perpetual and Thorney "instrumental" in OneVue IPO talks

MARK SMITH  |  MONDAY, 25 NOV 2013
... April were made public over the weekend. The Australian Financial Review reported that Bell Securities and PricewaterhouseCoopers had been appointed to assist with the float.

PIS appoints PwC as independent expert

LAURA MILLAN  |  THURSDAY, 18 JUL 2013
PriceWaterhouseCoopers (PwC) will monitor independent dealer group Professional Investment Services (PIS) for the next nine months after an order was issued yesterday by the Australian Securities and Investments Commission (ASIC). PwC will report back ...

PwC partner banned from auditing

BEN COLLINS  |  TUESDAY, 20 NOV 2012
A Melbourne partner of PricewaterhouseCoopers has been banned from auditing until 2015, said the Australian Securities & Investments Commission (ASIC). The corporate watch dog accepted an enforceable undertaking from former Centro auditor Stephen Cougle ...

Centro MCS proposes DPF wind-up

MELANIE TIMBRELL  |  FRIDAY, 11 MAY 2012
... action was launched by Slater and Gordon and Maurice Blackburn against both Centro Group and its auditor PricewaterhouseCoopers more than four years ago. Investors accused Centro of misleading and deceptive conduct by not disclosing at least $3bn of ...

Market Wrap - Morning

AAP  |  MONDAY, 2 AUG 2010
... The Housing Industry Association releases new home sales for June, and the Australian Industry Group and PricewaterhouseCoopers release their Australian Performance of Manufacturing Index for July. TD Securities and the Melbourne Institute release their ...

US pension funds get $800m from class action

MEDIA RELEASE  |  MONDAY, 19 JUL 2010
... announced a $83 million settlement with General Reinsurance Corporation, a $113 million settlement with PricewaterhouseCoopers and a $133 million settlement with chief executive Maurice R. "Hank" Greenberg and other AIG executives, including Howard I. ...
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