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Showing 1 - 4 of 4 results for %22Leah Sciacca%22

ASIC vigilant on bad SMSF advice

KARREN VERGARA  |  WEDNESDAY, 21 FEB 2024
... SMSF Association National Conference, ASIC senior executive leader for financial advice and investment management Leah Sciacca warned financial advisers that they have a critical role to play in stemming misconduct in the SMSF sector more than ever. ...

Advisers must register for FSCP: ASIC

CASSANDRA BALDINI  |  THURSDAY, 24 NOV 2022
Appearing at the FPA Congress today, ASIC senior executive leader Leah Sciacca explained that all financial advisers will need to register with the ASIC Financial Services and Credit Panel, in addition to being registered on the Financial Advisers Register. ...

No surprise advice industry fears ASIC: Panel

CASSANDRA BALDINI  |  FRIDAY, 23 SEP 2022
... Advisers chief executive Phil Anderson hosted a panel on the matter with ASIC senior executive leader, financial adviser Leah Sciacca, Diverger managing director Nathan Jacobsen, Australian Advice Network chief executive Paul Forbes and AFCA investments ...

Paraplanners tackle compliance challenges

ELIZABETH MCARTHUR  |  WEDNESDAY, 27 NOV 2019
... sees advice that recommends a new product which does not improve the client's overall position." And another from Leah Sciacca, who said: "We see many files that site theoretical benefits of a new product, such as broader investment options." These insights ...
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