Search ResultsShowing 1 - 10 of 100+ results for "FASEA"
Code monitoring move disappoints industry
ELIZABETH MCARTHUR  |  MONDAY, 14 OCT 2019
... disappointment on LinkedIn, writing: "I don't get it - I can understand the efficiencies of rolling more responsibilities into FASEA, but once again the emerging financial advice profession has failed to take the opportunity to self-regulate. (Or ...
FASEA exam dates revealed
ELIZABETH MCARTHUR  |  WEDNESDAY, 9 OCT 2019
... Darwin, Hobart, Gosford, Sunshine Coast, Geelong, Toowoomba, Bunbury, Mackay, Geraldton, Wagga Wagga and Coffs Harbour. FASEA has provided the FG003 Preparation Guide on its website for advisers to prepare for the exam. The guide includes a curriculum ...
Advice associations slammed
JAMIE WILLIAMSON  |  THURSDAY, 3 OCT 2019
... ineffective in changing FSR, FOFA, industry funds, MySuper, TASA, banks' vertical integration and product flogging, LIF, FASEA, dealer fees, PI costs and a host of other issues have been left unchallenged, including the very flawed Royal Commission ...
FASEA ethics pose risk to managed accounts
ELIZABETH MCARTHUR  |  MONDAY, 23 SEP 2019
... Ethics Authority, questioning its consideration of conflicts of interest in the Code of Ethics. IMAP said Standard 3 in the FASEA Code of Ethics - "You must not advise, refer or act in any other manner where you have a conflict of interest or duty" - ...
Support staff should meet FASEA standards
ELIZABETH MCARTHUR  |  FRIDAY, 20 SEP 2019
... financial literacy and advocacy Bryan Ashenden told the Financial Standard and Challenger Technical Services Forum that FASEA standards should raise questions for support staff as well as advisers. Appearing at the event yesterday, Ashenden said paraplanners ...
AFCA ombudsman addresses adviser concerns
KRISTI CHENG  |  TUESDAY, 10 SEP 2019
... other step at the time the advice is provided that is in the best interests of the client". From 1 January 2020 onwards, FASEA's code of ethics standard will be applied in addition to the previous requirements. Additionally, Singh said the issue of missing ...
Government extends FASEA deadlines
KARREN VERGARA, JAMIE WILLIAMSON  |  FRIDAY, 30 AUG 2019
... Register as of 1 January 2019. These advisers have been given an additional year - by 1 January 2022 - to complete the FASEA-approved exam. Advisers that have to meet FASEA's qualification requirements now have until 1 January 2026, which is an additional ...
Business savvy needed ahead of FASEA deadline
ELIZABETH MCARTHUR  |  THURSDAY, 29 AUG 2019
... right outcomes for advice practice owners, their clients and their families. "No one teaches you how to be business owners, FASEA doesn't," Tynan said. "You've got to be flexible when it comes to succession. The road looks like it's straight but once ...
Advice association merger up to members
HARRISON WORLEY  |  THURSDAY, 29 AUG 2019
... Services and Financial Technology, Senator Jane Hume, addressed the industry but failed to announce an extension to the FASEA deadline .
REP 515 divides advice community
ELIZABETH MCARTHUR  |  WEDNESDAY, 28 AUG 2019
... the Royal Commission's recommendations. Those changes included ending grandfathered commissions and implementing the FASEA code of ethics. Anderson was critical of the inability of regulators to consider unintended consequences. He pointed to the ...
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