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Showing 81 - 82 of 82 results for %22AAT%22

Life ban upheld for former Feldworth investment adviser

The Administrative Appeals Tribunal (AAT) has upheld the permanent ban of Hans Felden, formerly of Feldworth Financial Services, from acting as an investment adviser or securities dealer, the Australian Securities and Investments Commission (ASIC) said ...

Five-year ban for securities adviser

John Fernando The Administrative Appeals Tribunal (AAT) has upheld a decision of the Australian Securities and Investments Commission (ASIC) to ban Jan Jungstedt, a former securities representative of Epic Securities, for five years on charges that ...