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Showing 71 - 80 of 9315 results for %22RI Advice%22

Advice PDMs, BDMs at inflection point: Survey

KARREN VERGARA  |  MONDAY, 4 MAR 2024
... in terms of salaries, can add enormous value to a practice amidst consolidation and fragmentation by promoting financial advice and helping advisers deliver advice to the market. "In many ways these managers were perhaps the most challenged - after all ...

ASIC takes further action on Prospero

KARREN VERGARA  |  MONDAY, 4 MAR 2024
... exchange contracts, deal in derivatives and foreign exchange contracts on behalf of clients and provide financial product advice in relation to these instruments. ASIC has asked the court to appoint Andrew Cummins, Jonathon Keenan, and Peter Krejci from ...

Iress loses key wealth executive

ELIZABETH FRY  |  FRIDAY, 1 MAR 2024
... Iress posted a net profit of $52.7 million the year before. Haqqani has shifted roles three times in as many months as the advice software provider reshuffled its wealth leadership team to try and accelerate growth and boost its lagging share price. ...

'ASX Wolf' Tyson Scholz bankrupt in ASIC crackdown

ANDREW MCKEAN  |  FRIDAY, 1 MAR 2024
... shares, including timing and pricing, both publicly within the group and through direct messages with members seeking his advice on specific stock actions. Following this, the Federal Court permanently barred Scholz from operating fee-based online trading ...

UniSuper creates lead governance, compliance role

JAMIE WILLIAMSON  |  THURSDAY, 29 FEB 2024
... taking on the newly created role in May. Annika Bradley has been appointed senior manager, investment specialist (policy and advice) at UniSuper. She is currently director, manager research ratings for Asia Pacific at Morningstar, a role she's held since ...

Bloom Impact, MSC pulled up for greenwashing

RACHEL ALEMBAKIS  |  THURSDAY, 29 FEB 2024
... Investment Services, "undertook a thorough due diligence process with respect to the fund's PDS, which included external legal advice, and has obtained external legal advice throughout the ASIC investigation. We confirm that MSC maintains there has been ...

GBST upgrades WealthConnect platform

ANDREW MCKEAN  |  WEDNESDAY, 28 FEB 2024
... this upgrade will equip users with multi-entity scenario modelling, offering increased flexibility in modelling strategic advice for individuals, companies, trusts, and SMSFs. Additionally, GBST ushered in an "electronic consent capture" to enhance efficiencies ...

DASS settlement pending court approval, victims urged to claim

KARREN VERGARA  |  WEDNESDAY, 28 FEB 2024
... lawsuit led by Shine Lawyers alleged that E&P's financial advisers, when they were operating under DASS, gave unsuitable advice that did not consider clients' particular needs or entire financial circumstances. Former E&P chief executive Alan ...

US family office launches Australian arm

CHLOE WALKER  |  TUESDAY, 27 FEB 2024
... dual US and Australian-regulated asset management and advisory business. "This will allow clients to access investment advice and invest directly into US, Australian and international markets," it said. Asena chair Peter Nathanial said that as part of ...

Jo-Anne Bloch to chair CSLR

CHLOE WALKER  |  TUESDAY, 27 FEB 2024
... State, and the Sydney Financial Forum. "Bloch is an experienced leader in financial services, and in particular financial advice, with extensive experience in engaging government and in the not-for-profit sector and is well-equipped to guide the scheme ...