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Showing 61 - 70 of 483 results for %22Westpac Securities%22

ASIC bans NAB-aligned adviser

DARREN SNYDER  |  TUESDAY, 15 DEC 2015
... established in October 2014 with the objective of lifting standards by major financial advice providers including NAB, Westpac, CBA, ANZ, Macquarie and AMP.

Adviser linked to Spring FG banned for document forgery

LAURA MILLAN  |  THURSDAY, 3 SEP 2015
A financial adviser has been permanently banned from the industry for falsifying Westpac finance letters to get more commissions. He was an employee of Murphy Dawson Partners, which was an authorised representative of Spring Financial Group between ...

UBS enters SIV space

MARK SMITH  |  WEDNESDAY, 2 SEP 2015
... same time gaining access to UBS' extensive small cap expertise and capabilities." UBS joins the likes of Macquarie, NAB, Westpac, BT, CFSGAM, ANZ, IOOF, La Trobe, Legg Mason, Credit Suisse, Moelis & Company and Prime Value in providing compliant prod ...

Westpac insurance adviser gets permanent ban

LAURA MILLAN  |  THURSDAY, 13 AUG 2015
A Westpac financial planner has been permanently banned for submitting false insurance policy proposals to the bank to obtain benefits for himself. Victoria-based adviser Martin Hodgetts submitted nine false insurance policies between May and September ...

PROFILE: BNP Paribas Securities Services country head David Braga

MARK SMITH  |  WEDNESDAY, 22 JUL 2015
... computer science and pure maths and as a graduate was initially hunting for technology roles. After being offered roles at Westpac and BT Funds Management, Braga opted for the second because he thought it would be more interesting than banking. In his ...

Market to open lower

AAP  |  MONDAY, 6 JUL 2015
... due out as is the ANZ job advertisements series for the same month. No major equities news is expected. However, former Westpac Home Finance manager David St Pierre faces court over a $2.5 million fraud. In Australia, the market on Friday fell one per ...

Market to open higher

AAP  |  WEDNESDAY, 17 JUN 2015
... Reserve policy announcement that is expected to shed light on the timing of interest rate hikes. Locally on Wednesday, Westpac-Melbourne Institute releases its leading indexes of economic activity report. In equities news, Furniture retailer Adairs will ...

Market to open lower

AAP  |  WEDNESDAY, 27 MAY 2015
... Locally on Wednesday, the Australian Bureau of Statistics releases construction work done for the March quarter and the Westpac-Melbourne Institute Leading Indexes of Economic Activity are due out. In Sydney, Reserve Bank of Australia deputy governor ...

Market Wrap PM

AAP  |  WEDNESDAY, 13 MAY 2015
... to $32.64, National Australia Bank was 58 cents higher at $35.12 and Commonwealth Bank was 51 cent stronger at $83.39. Westpac was down 78 cents to $33.28, after going ex-dividend. BHP Billiton gained three cents to $32.56, Rio Tinto fell 41 cents to ...

Former AMP chief executive joins Westpac

DARREN SNYDER  |  MONDAY, 4 MAY 2015
Former AMP chief executive Craig Dunn will join the board of Westpac in June, according to an announcement on the Australian Securities Exchange. Also recently appointed chairman of Sydney's new fintech hub Stone and Chalk, Dunn has more than 20 years' ...