Search Results | Showing 61 - 70 of 85 results for %22Trio Capital%22 |
| | The Australian Prudential Regulation Authority has accepted an enforceable undertaking from the remaining Trio Capital director David O'Bryen. Under the terms, O'Bryen will not act as a trustee or as a responsible officer of a body corporate that is ... |
| | | Trio Capital directors, Rex Phillpott and David Andrews, have conceded to APRA that with the benefit of hindsight they should have acted differently and regret their actions, with the regulator accepting an enforceable undertaking from the pair. The ... |
| | | Former chairman and director of failed super trustee Trio Capital, David Andrews, is to be excluded from the financial services industry for nine years while Astarra director, Shawn Richard, has been handed down a two and a half year jail sentence. ... |
| | | ... providers. SPAA is urging broader reforms around insurance and compensation measures following the recent collapse of Trio Capital, which saw investors, some of which were self managed super funds, unable to access compensation. The last resort compensation ... |
| | | ... Peter Garling convicted the 36-year-old Canadian-born investment manager of two counts of dishonest conduct over the Trio Capital fraud. Investors lost $180 million from two investment funds managed by Trio Capita, namely Astarra Strategic and ARP Growth. ... |
| | | ... considering a legal challenge to a three-year ASIC ban imposed after clients lost money in funds associated with the Trio Capital superannuation fund fraud. ASIC said on Tuesday it was holding financial advisers to account as gatekeepers over the loss ... |
| | | Former Trio Capital Limited (Trio) director, Natasha Beck, has acknowledge her part in the firm's collapse and offered an enforceable undertaking to the Australian Prudential Regulation Authority (APRA), which it has accepted. Faced with a possible ... |
| | | ... Financial Solutions, will take on an independent compliance expert at its own cost after having switched clients to Trio Capital super products. The Australian Securities and Investments Commission (ASIC) has accepted the Enforcable Undertaking (EU) ... |
| | | ... the compensation levy being introduced to recoup the lost $55 million for the victims of failed investment firm, Trio Capital. Under new regulations announced, Assistant Treasurer Bill Shorten has raised the maximum levy payment amount for the 30 largest ... |
| | | ... A-REITs continue to trade at an NTA discount with the sector still recovering from the mauling it took during the GFC. A trio of hedge funds is now battling to liquidate the Charter Hall Office REIT Trust and other similar scenarios are expected to play ... |
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