Search Results | Showing 51 - 60 of 334 results for %22Financial Service Brokers%22 |
| | The peak body for financial planners has moved to reiterate its stance against non-client directed fees in financial advice, as consultation opens into the government's review of stamping fees. The Financial Planning Association of Australia has welcomed ... |
| | | The Financial Adviser Standards and Ethics Authority Code of Ethics which came into effect from the start of the year has left many unclear on what kind of referrals are allowed. Amid news at the start of the year that Mark Bouris' Yellow Brick Road ... |
| | | ... Complii FinTech Solutions; a secure, centralised digital platform, to automate the compliance process for stockbrokers and financial advisers. Complii software automates, records and reports on regulation requirements by ensuring ongoing compliance is ... |
| | | ... association has picked up members at a rapid pace as it takes up the fight to retain life insurance commissions. The United Financial Advisers Association (UFAA) now has over 4000 members after launching just a few months ago. Alex Vagliviello, principal ... |
| | | ... a long road but we are now ready to list not just one, but multiple ETFs that will be unique to Chi-X," Jokovic told Financial Standard. The first ETF to be listed on Chi-X started trading today, an active fixed income strategy from Kapstream. It chose ... |
| | | ... shrunk their research budgets by up to 30% but are delivering millions in benefits to investors, according to the UK financial authority's review of MiFID II. The Financial Conduct Authority yesterday published findings from its review of a sample set ... |
| | | ... AustralianSuper continues to work to further strengthen our security systems," he said. A spokesperson for Club Plus told Financial Standard : "Identity theft is an appalling crime and we've been working closely with authorities to aid their investigation ... |
| | | Connect Financial Service Brokers chief executive Paul Tynan gave financial advisers at the Association of Financial Advisers' National Conference some food for thought on succession planning and the state of the industry. Reflecting on the last 12 ... |
| | | Shadforth Financial Group has signed a new partner to provide third-party clearing and settlement services. FinClear will now deliver trading, clearing and settlement services to Shadforth, along with its TradeCentre front-end technology. FinClear chief ... |
| | | ... now learning a tough lesson that a press release during an election campaign is not the same as legislation," he says. Financial advisers agree, with many steadfast against making changes to portfolios. Story Wealth Management chief executive Anne Graham ... |
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