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| | ... mean grouping sections 912EA and 912EB; Part 7.6 Divs 8A, 8B, and 8C; Part 7.6 Div 9 Subdivs B and C; Part 7.7 Div 3; section 949A; Part 7.7A Divs 2, 3, 4 (excluding s963K), Div 5 Subdiv B and Div 6; and sections 1012A and 1020AI. It also wants to introduce ... |
| | | ... associated entities. However, the imposition of such requirements is contingent on the minister's determination under section 828B of the Corporations Act 2001, which allows him to specify, by legislative instrument, the classes of CS services that ... |
| | | ... policy. The case marks ASIC's first attempt to impose a civil penalty under s13 of the Insurance Contracts Act 1984 (Cth), a section that mandates insurers uphold the duty to act with utmost good faith. In 2018, OnePath, previously owned by ANZ, rejected ... |
| | | ... are adequately trained and competent, including that their advisers meet the qualifications standard," the note said. Section 921B of the Corporations Act 2001 sets out four education and training standards that relevant provides must achieve to be qualify ... |
| | | ... was charged on two counts of providing false or misleading information during a compulsory examination, hence breaching section 64(1) of the Australian Securities and Investments Commission Act 2001 (Cth). ASIC referred the matter to the Commonwealth ... |
| | | ... carrying on a business. The ATO proposed adding the deductibility of financial advice fees as tax-related expenses under section 25-5 of the Income Tax Assessment Act 1997. "This revised guidance is sensible and welcome. The existing Tax Determination ... |
| | | The Financial Services and Credit Panel (FSCP) made another registration prohibition order against a financial adviser who tried to recommend an SMSF and investment products that were not suitable to a client. Melbourne-based Stephen Rogers, a representative ... |
| | | ... of the member demographic potentially to assist with the determination of retirement income strategies as required by section 52(8A) of the Superannuation Industry (Supervision) Act 1993 (SIS Act) addressing Retirement Income covenants," the prudential ... |
| | | ... last year after concerns were raised that the life insurance start-up was operating without a licence, thus contravening section 911A of the Corporations Act. ASIC said it was also concerned iExtend had been offering to pay life insurance premiums for ... |
| | | ... Power said the new functionality has been developed with advisers, for advisers. "Using deep insights from a wide cross-section of practices, we are giving precious time back to advisers to focus on their clients by increasing efficiencies, improving ... |
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