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Showing 11 - 15 of 15 results for %22Financial Options Pty Ltd%22

ASIC completes wind up of SMSF adviser

... and Shaun White Pty Ltd. Earlier this month ASIC had applied for orders restraining the PFS Group from conducting a financial business without holding an Australian Financial Services licence (AFSL). Similarly orders were also placed on Shaun White Pty ...

Optioneer trading system advertising to change: ASIC

AAP  |  THURSDAY, 25 MAR 2004
Optioneer, an options trading system marketed by Freehold International, has agreed to change its advertising after concerns were raised by the Australian Securities and Investments Commission (ASIC). In its advertising Optioneer stated that chief executive ...

Challenger, CPH to pay each other $100m under proposal

AAP  |  MONDAY, 10 NOV 2003
Kerry Packer's Challenger Financial Services Group and CPH Investment Corporation (CPHIC) will pay each other nearly $100 million, under a plan to "corporatise" Challenger and cut ties with CPH. Challenger will also sell its quarter stake in beauty ...

Victorian securities dealer banned:ASIC

... Kwong's employment in May 2003, when it became aware that Mr Kwong had been conducting discretionary trading in shares and options on two client accounts in breach of the Smith-Barney compliance guidelines. Smith-Barney reported its findings to ASIC ...

Former Voicenet director faces Perth court

... that Mr Dawson failed to ensure Voicenet received payment of approximately $1 million on conversion of 2 million Voicenet options into ordinary Voicenet shares. The conversion occurred on 2 July 1999 and 6 July 1999. Payment was due from Property Corp ...
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