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Showing 111 - 120 of 340 results for %22Regulatory Guide 97%22

ASIC approves name and shame rules

KARREN VERGARA  |  TUESDAY, 27 AUG 2019
... confidential information about a firm's systems or policies. ASIC's review of the internal dispute resolution policy and regulatory guidance is expected to be completed by the end of 2019.

Ban unsolicited life insurance sales: Poll

KARREN VERGARA  |  MONDAY, 29 JUL 2019
... non-complying insurers or distributors. Consultation is open until August 29. ASIC also intends to review guidance in Regulatory Guide 38 The hawking provisions later this year. This week's spot poll asks if you support the increases to the Superannuation ...

ASIC product intervention to commence

JAMIE WILLIAMSON  |  THURSDAY, 27 JUN 2019
... term deposits, believing they were receiving the higher rate. Consultation is open until August 7 with the final regulatory guide expected in September. ASIC is seeking to understand the impact such powers will have on the cost of compliance and the ...

Suncorp Super appoints new chair

ELIZABETH MCARTHUR  |  FRIDAY, 3 MAY 2019
... commenting, Swinhoe said: "I would like to thank Jim for his decade of service to SPSL, during a period of significant regulatory and legislative changes. I look forward to continuing to work with the board as we continue to serve our members and secure ...

Consumers don't understand fee disclosure: ISA

ELIZABETH MCARTHUR  |  THURSDAY, 4 APR 2019
... warns Industry Super Australia. Industry Super Australia (ISA) has provided input on the proposed changes to Regulatory Guide 97, saying the proposals don't go far enough to address the complexity of fee disclosure. The group is worried consumers still ...

APRA consults to combat cyber attacks

ELIZABETH MCARTHUR  |  TUESDAY, 26 MAR 2019
... entities on how the financial services industry can improve information security and protect itself from cyber-crime. The regulatory authority has not updated its information security guidelines since 2013 and, acknowledging much has changed since then ...

KPMG expands advice remediation team

HARRISON WORLEY  |  TUESDAY, 26 FEB 2019
... programs are complex and globally these activities have been supported by professional services firms with operational, regulatory, calculation and technology skills," KPMG added. "Last year we established a centre in Rhodes, Sydney that builds on our ...

More consolidation to come: APRA

JAMIE WILLIAMSON  |  FRIDAY, 22 FEB 2019
... determinant of success or otherwise," Byres said. Ongoing consolidation in the super space isn't entirely due to greater regulatory scrutiny though; in the past 10 years, the number of APRA-regulated funds has more than halved. In June 2008 there was ...

Platform acquisition boosts Bell Financial results

KARREN VERGARA  |  THURSDAY, 21 FEB 2019
... anticipate TPP will be a strong contributor to the group going forward, and we expect the acquisition to deliver meaningful regulatory capital savings, and ongoing operating synergies as TPP's platform and technologies are rolled out and integrated across ...

Qantas Super chair steps down

KARREN VERGARA  |  TUESDAY, 19 FEB 2019
... Berends' appointment in May. Chief executive Michael Clancy said Ward has guided Qantas Super through market cycles and regulatory substantial change to leave the fund in great shape for the future.